DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••••••• R••• • Z••••• I•••
Latest filing May 8, 2026
First filing on the tape Mar 28, 2012 · 27 filings
SEC status approved since Mar 22, 1995
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$3.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$5.9B as of May 8, 2026
Mar 28, 2012$6.6B then
HNW client RAUM$3.6M as of May 8, 2026
Mar 6, 2018$0 then
State-registered IARs (5.B.3)0 as of May 8, 2026
Mar 28, 20120 then
Employees (5.A)27 as of May 8, 2026
Apr 1, 201340 then
Private funds1 as of May 8, 2026
Mar 28, 20141 then
RAUM +7.4% over the last fiscal year+7.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $73.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.6B44%
- State and municipal entities$1.5B26%
- Pooled investment vehicles$778M13%
- Investment companies$721M12%
- Corporations and businesses$190M3.2%
- Charitable organizations$102M1.7%
- High-net-worth individuals$3.6M0.1%
- Individual clients
- 0reported
- HNW clients
- 2reported
- Pension plan clients
- 28reported
- Charitable clients
- 7reported
- Accounts
- 80reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.25 institutional_share=0.71 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• E••••••• M••••••• L• | Hedge Fund | $280M | 8 | Sep 8, 2014 |
| D•• L••• S••••• L• | Hedge Fund | $1.9M | 16 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• K••••• W•••• · Principal, Mgmt Committee Membercontrolsince 04/2001 · owns less than 5%
- J•••••••• A•••••• A••• · Cfo, Mgmt Committee Membercontrolsince 01/2010 · owns less than 5%
- R•••• J•••• D••••• · Principal,Co-Ceo, Mgmt Committee Membercontrolsince 03/1995 · owns less than 5%
- R•••••• G••••••• T••• · Principal, Mgmt Committee Membercontrolsince 04/2001 · owns less than 5%
- S••••••• A•••••••• R•••••• · Chief Compliance Officercontrolsince 02/2013 · owns less than 5%
- Z••••• J••• V•••••• A•••••• · Principal,President,Co-Ceo, Mgmt Committee Membercontrolsince 03/1995 · owns less than 5%
- C••••••• K••••• W•••• · Trusteecontrolsince 11/2005 · owns F of K•••• W• C•••••• R•••••••• T•••• 1••••••••
- R•••• J•••• D••••• · Trusteecontrolsince 06/1998 · owns F of T•• J••• D• R••• T••••
- R•••••• G••••••• T••• · Trusteecontrolsince 01/1999 · owns F of G•••••• T• R••••• T•••• 1••••••
- Z••••• J••• V•••••• A•••••• · Trusteecontrolsince 06/1998 · owns F of T•• V••••• A• Z••••• J•• R•••••••• T••••
- A••••• D••••• · Senior Research Analystsince 06/2020 · owns less than 5%
- L•••• B••••••• M•••••• · Senior Research Analystsince 01/2013 · owns less than 5%
- M•••••• M•••• P•••••• · Co-Portfolio Managersince 03/2012 · owns less than 5%
- P•••••••• Z••••••• J••••• · Co-Portfolio Managersince 01/2024 · owns less than 5%
- R•••••••• H••••• C••••••••• · Co-Portfolio Managersince 01/2010 · owns 5% to 10%
- R••••••• R••••• A•••• · Co-Portfolio Managersince 01/2013 · owns 5% to 10%
- W••••• D•••••• C••••••••• · Co-Portfolio Managersince 01/2011 · owns less than 5%
- W•••• J••••• K••••• · Director Of Client Servicesince 01/2005 · owns less than 5%
Entity owners
- G•••••• T• R••••• T•••• 1•••••• · Shareholderdirect · owns 10% to 25%
- K•••• W• C•••••• R•••••••• T•••• 1•••••••• · Shareholderdirect · owns 10% to 25%
- T•• J••• D• R••• T•••• · Shareholderdirect · owns 10% to 25%
- T•• V••••• A• Z••••• J•• R•••••••• T•••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D•• E• L•• L••pooled vehicle sponsory
- D•• L• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 81 to 80Mar 6, 2025 to Mar 31, 2026
- Advisory employees · 17 to 14Mar 6, 2025 to Mar 31, 2026
- Charity clients · 8 to 7Mar 6, 2025 to Mar 31, 2026
- Pension plan clients · 29 to 28Mar 6, 2025 to Mar 31, 2026
- Employees · 30 to 27Mar 6, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.5B to $5.9BMar 6, 2025 to Mar 31, 2026
- HNW RAUM · $3.5M to $3.6MMar 6, 2025 to Mar 31, 2026
- Pension RAUM · $2.4B to $2.6BMar 6, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $531M to $778MMar 6, 2025 to Mar 31, 2026
- RAUM · $5.5B to $5.9BMar 6, 2025 to Mar 31, 2026
- Accounts · 79 to 81Mar 28, 2024 to Mar 6, 2025
- Advisory employees · 16 to 17Mar 28, 2024 to Mar 6, 2025
- Pension plan clients · 27 to 29Mar 28, 2024 to Mar 6, 2025
- Pooled vehicle clients · 6 to 5Mar 28, 2024 to Mar 6, 2025
- Employees · 31 to 30Mar 28, 2024 to Mar 6, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 6, 2025
- Private funds · 2 to 1Mar 28, 2024 to Mar 6, 2025
- Discretionary RAUM · $4.8B to $5.5BMar 28, 2024 to Mar 6, 2025
- HNW RAUM · $3.6M to $3.5MMar 28, 2024 to Mar 6, 2025
- Pension RAUM · $2.1B to $2.4BMar 28, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · $480M to $531MMar 28, 2024 to Mar 6, 2025
- RAUM · $4.8B to $5.5BMar 28, 2024 to Mar 6, 2025
- Accounts · 76 to 79Mar 14, 2023 to Mar 28, 2024
- Advisory employees · 15 to 16Mar 14, 2023 to Mar 28, 2024
- Charity clients · 7 to 8Mar 14, 2023 to Mar 28, 2024
- Corporate clients · 3 to 4Mar 14, 2023 to Mar 28, 2024
- Pension plan clients · 29 to 27Mar 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 5 to 6Mar 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.8B to $4.8BMar 14, 2023 to Mar 28, 2024
- HNW RAUM · $3.3M to $3.6MMar 14, 2023 to Mar 28, 2024
- Pension RAUM · $2.3B to $2.1BMar 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $405M to $480MMar 14, 2023 to Mar 28, 2024
- RAUM · $4.8B to $4.8BMar 14, 2023 to Mar 28, 2024
- Accounts · 70 to 76Mar 2, 2022 to Mar 14, 2023
- Advisory activities · 4 to 5Mar 2, 2022 to Mar 14, 2023
- Employees · 29 to 31Mar 2, 2022 to Mar 14, 2023
- Discretionary RAUM · $4.3B to $4.8BMar 2, 2022 to Mar 14, 2023
- HNW RAUM · $3.3M to $3.3MMar 2, 2022 to Mar 14, 2023
- Pension RAUM · $2.6B to $2.3BMar 2, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $399M to $405MMar 2, 2022 to Mar 14, 2023
Signals
4 dated events
- Susan Jill Lynch (Principal, Mgmt Committee Member) no longer on Schedule A of D•••••••• R••• • Z••••• I••• (listed 2022-03-02, absent 2023-03-14)Mar 14, 2023 · Control person left · inference
- D•••••••• R••• • Z••••• I••• reported RAUM $4.3B, up 26% from $3.4B (2021-08-17 to 2022-03-02)Mar 2, 2022 · RAUM change · derived
- Turner Adam Lawson (Trustee) no longer on Schedule A of D•••••••• R••• • Z••••• I••• (listed 2021-08-17, absent 2022-03-02)Mar 2, 2022 · Control person left · inference
- Mark Gregory Deprince (Principal, Chairman, Mgmt Committee Member) no longer on Schedule A of D•••••••• R••• • Z••••• I••• (listed 2019-03-22, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- DRZ-INC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-420-9903reportedpublic record, Form ADV, May 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026