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Advisor at THE PLANNING CENTER, INC.
MOLINE, IL | New Orleans, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE PLANNING CENTER, INC. | Independent wealth | Sep 8, 2017 | n/a | yes | MOLINE, IL|New Orleans, LA | Current employment |
| UPPERLINE FINANCIAL PLANNING, LLC | n/a | Nov 24, 2010 | Oct 10, 2017 | no | NEW ORLEANS, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 16, 2009 | Sep 20, 2010 | no | NEW ORLEANS, LA|METAIRIE, LA|NEW ORLEANS, LA | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | May 3, 2006 | Dec 22, 2009 | no | NEW ORLEANS, LA|Mandeville, LA|NEW ORLEANS, LA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 23, 2002 | Jul 11, 2005 | no | NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UPPERLINE FINANCIAL PLANNING, LLC | THE PLANNING CENTER, INC. | Oct 10, 2017 | Sep 8, 2017 | -32 | Firm change after gap | Other |
| LPL FINANCIAL LLC | UPPERLINE FINANCIAL PLANNING, LLC | Sep 20, 2010 | Nov 24, 2010 | 65 | Firm change | Other |
| AMERITAS ADVISORY SERVICES | LPL FINANCIAL LLC | Dec 22, 2009 | Dec 16, 2009 | -6 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | AMERITAS ADVISORY SERVICES | Jul 11, 2005 | May 3, 2006 | 296 | Firm change | Other |