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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIVERSIDE, RI | North Providence, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 27, 2024 | n/a | yes | North Providence, RI|RIVERSIDE, RI | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Mar 18, 2022 | Aug 17, 2023 | no | North Providence, RI|GREENWOOD VILLAGE, CO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 20, 2020 | Mar 15, 2022 | no | RIVERSIDE, RI|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 17, 2023 | Jun 27, 2024 | 315 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EMPOWER ADVISORY GROUP, LLC | Mar 15, 2022 | Mar 18, 2022 | 3 | Firm change | Other |