DFX Intelligence

F•••• C•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor19 years in industry

F•••• C•••••• S••••

Advisor at B•••••••• I••••••••• G••••

Amherst, NH | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	May 7, 2025	n/a	yes	Amherst, NH\|PHOENIX, AZ	Current employment
R•••••• P•••••• W•••••	Former SEC adviser	Aug 25, 2022	Mar 31, 2025	no	BEDFORD, NH\|PHOENIX, AZ\|AMHERST, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P•••••• W•••••	B•••••••• I••••••••• G••••	Mar 31, 2025	May 7, 2025	37	Bulk transfer	RIA to RIA
M•• I••••••••• L••	C•••••• A••••••• S•••••••• L••	Oct 18, 2022	Nov 18, 2021

Relationships

Registered with (8)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
May 7, 2025 to presentfactForm ADV
→ R•••••• P•••••• W•••••Registered adviserregistration: previous registration
Aug 25, 2022 to Mar 31, 2025factForm ADV
→ M•• I••••••••• L••Registered adviserregistration: previous registration
Nov 13, 2018 to Oct 18, 2022factForm ADV
→ C•••••• A••••••• S•••••••• L••Registered adviser

Dated events

Order

Occurred
18 Oct 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
11 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 9, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.