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Advisor at TRUE NORTH ADVISORS, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUE NORTH ADVISORS, LLC | Independent wealth | May 8, 2017 | n/a | yes | DALLAS, TX | Current employment |
| TRUE NORTH ADVISORS, LLC | Independent wealth | Jul 26, 2013 | Dec 31, 2016 | no | DALLAS, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 15, 2003 | Jul 5, 2005 | no | HOUSTON, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 6, 2002 | Apr 26, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | TRUE NORTH ADVISORS, LLC | Jul 5, 2005 | Jul 26, 2013 | 2,943 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MML INVESTORS SERVICES, LLC | Apr 26, 2003 | Aug 15, 2003 | 111 | Firm change | Other |