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Advisor at HIGHTOWER ADVISORS, LLC
Cleveland, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | May 13, 2019 | n/a | yes | Cleveland, OH | Current employment |
| FAIRPORT ASSET MANAGEMENT | Former SEC adviser | Jan 19, 2017 | Sep 11, 2019 | no | CLEVELAND, OH | Previous registration |
| FAIRPORT ASSET MANAGEMENT | Former SEC adviser | Dec 5, 2007 | Dec 31, 2016 | no | CLEVELAND, OH | Previous registration |
| ROULSTON & CO INC | n/a | Dec 13, 2006 | Nov 30, 2007 | no | CLEVELAND, OH | Previous registration |
| FAIRPORT ASSET MANAGEMENT, LLC | n/a | Aug 17, 2004 | Nov 30, 2007 | no | CLEVELAND, OH | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jun 25, 2003 | Aug 4, 2004 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FAIRPORT ASSET MANAGEMENT | HIGHTOWER ADVISORS, LLC | Sep 11, 2019 | May 13, 2019 | -121 | Firm change after gap | RIA to ibd |
| ROULSTON & CO INC | FAIRPORT ASSET MANAGEMENT | Nov 30, 2007 | Dec 5, 2007 | 5 | Firm change | Other |
| FAIRPORT ASSET MANAGEMENT, LLC | ROULSTON & CO INC | Nov 30, 2007 | Dec 13, 2006 | -352 | Firm change after gap | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | FAIRPORT ASSET MANAGEMENT, LLC | Aug 4, 2004 | Aug 17, 2004 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145182:145323:OH:2019-09-11 | Sep 11, 2019 | May 13, 2019 | CLEVELAND, OH | Firm change after gap |