DFX Intelligence
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Reading the graph
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Advisor at S••• F•••••••• S•••••••• L••
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• F•••••••• S•••••••• L•• | State registered | Nov 26, 2024 | n/a | yes | CORAL GABLES, FL | Current employment |
| P•••••• I••••••••• M••••••••• I••• | Independent wealth | May 25, 2022 | Jun 11, 2024 | no | HIGHLAND PARK, IL|Coral Gables, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•••••• S••••••••• I••• | P•••••• I••••••••• M••••••••• I••• | Oct 14, 2024 | May 25, 2022 | -873 | Channel change | RIA to RIA |
| P•••••• I••••••••• M••••••••• I••• | S••• F•••••••• S•••••••• L•• | Jun 11, 2024 | Nov 26, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5611:282557:SC:2024-10-14 | Oct 14, 2024 | May 25, 2022 | FORT MILL, SC | Firm change after gap |
| I•••••• S••••••••• I••• | Mixed wealth | Jun 25, 2009 | Oct 14, 2024 | no | CORAL GABLES, FL|Fort Mill, SC | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 17, 2004 | Jun 22, 2009 | no | BOCA RATON, FL|MIAMI, FL | Previous registration |
| 168 |
| Firm change |
| RIA to state RIA |
| A••••••••• F•••••••• S•••••••• L•• | I•••••• S••••••••• I••• | Jun 22, 2009 | Jun 25, 2009 | 3 | Firm change | Other |