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K••• S•• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

K••• S•• B•••••••

Advisor at S•••••• W••••• A•••••••• L••

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:498717ff-310d-485f-7d69-e569a0010cf3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Nov 23, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••• B•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A•••••••• L••	Independent wealth	Jul 15, 2024	n/a	yes	SANTA MONICA, CA	Current employment
C•••••••• L••	Independent wealth	Sep 23, 2014	Aug 12, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• L••	S•••••• W••••• A•••••••• L••	Aug 12, 2024	Jul 15, 2024	-28	Firm change	RIA to new firm
K•• P••••••••• A••••••• G••••• L••	C•••••••• L••	Sep 15, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129505:332034:CA:2024-08-12	Aug 12, 2024	Jul 15, 2024	SANTA MONICA, CA	Firm change

Relationships

Registered with (3)

→ S•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 15, 2024 to presentfactForm ADV
→ C•••••••• L••Registered adviserregistration: previous registration
Sep 23, 2014 to Aug 12, 2024factForm ADV
→ K•• P••••••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Nov 23, 2010 to Sep 15, 2014factForm ADV

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
K••• S•• B••••••• left C•••••••• L•• for S•••••• W••••• A•••••••• L•• (registered 2024-07-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:498717ff-310d-485f-7d69-e569a0010cf3
First observed: Nov 23, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.