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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SERENUS WEALTH ADVISORS, LLC

CRD 332034

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff814177-0434-aa0c-7f1c-b2d6d98806d1

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Jun 11, 2024 to Jun 16, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $246Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,484
Individual clients: 18
High net worth clients: 123
Custody, client assets: $510M
SEC number: 801-130660
CRD: 332034
Filings on the tape: 14
First filed: Jun 11, 2024
Latest filed: Jun 16, 2026
Organised: Limited Liability Company, DE
Website: serenusadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KARA SUE BOCCELLA	n/a	SANTA MONICA, CA	2	31	2	no
DEVON GALINDO	Certified Financial Planner\|Chartered Financial Consultant	SANTA MONICA, CA	2	14	2	no
REBECCA KATHLEEN SHAW	n/a	SANTA MONICA, CA	2	12	1	no
LAURA ELIZABETH LEMOINE	Certified Financial Planner	SANTA MONICA, CA	2	10	1	no
GRAHAM K MANDL	n/a	SANTA MONICA, CA \| New York, NY	1	12	2	no
Katherine L Thorsey	n/a	SANTA MONICA, CA	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOCCELLA, KARA, SUE	CHIEF EXECUTIVE OFFICER, MANAGING PARTNER	Na	yes	07/2024	Jun 16, 2026	Jun 16, 2026
GALINDO, DEVON	Partner	A	yes	06/2024	Jun 16, 2026	Jun 16, 2026
KARACO HOLDINGS, LLC	HOLDING COMPANY	D	yes	06/2024	Jun 16, 2026	Jun 16, 2026
MANDL, GRAHAM, K	Partner	Na	yes	12/2024	Jun 16, 2026	Jun 16, 2026
BOCCELLA FAMILY LIVING TRUST	MANAGING MEMBER	E	yes	07/2024	Jul 15, 2024	Dec 10, 2024
BOCCELLA, KARA, SUE	CO-TRUSTEE	F	yes	12/2019	Jul 15, 2024	Dec 10, 2024
BOCCELLA, MICHAEL	CO-TRUSTEE	F	yes	12/2019	Jul 17, 2024	Dec 10, 2024
Elfenbein, Lonny, Scott	CHIEF COMPLIANCE OFFICER	Na	no	07/2024	Jun 16, 2026	Jun 16, 2026
KARA BOCCELLA IRREVOCABLE GIFT	Trust	B	no	03/2026	Jun 16, 2026	Jun 16, 2026
MICHAEL BOCCELLA IRREVOCABLE	Trust	B	no	03/2026	Jun 16, 2026	Jun 16, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$1.5B	$1.2B	6	6	1	n/a	n/a
2024	Mar 14, 2025	$1.3B	$1.0B	5	5	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	11.4%	n/a	n/a	6	5	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERTUITY, LLC	4	Aug 12, 2024	Jul 15, 2024	SANTA MONICA, CA	Team lift out	RIA to new firm	23.5%

Relationships

Registered with (6)

← Katherine L ThorseyAdvisorregistration: current employment
Jun 24, 2025 to presentfactForm ADV
← GRAHAM K MANDLAdvisorregistration: current employment
Dec 4, 2024 to presentfactForm ADV
← KARA SUE BOCCELLAAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← DEVON GALINDOAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← REBECCA KATHLEEN SHAWAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← LAURA ELIZABETH LEMOINEAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV

Controls (6)

← BOCCELLA, KARA, SUEOwnerCO-TRUSTEE, ownership code F, individual
Jul 15, 2024 to Dec 10, 2024factForm ADV
← BOCCELLA, MICHAELOwnerCO-TRUSTEE, ownership code F, individual
Jul 17, 2024 to Dec 10, 2024factForm ADV
← MANDL, GRAHAM, KOwnerPARTNER, ownership code NA, individual
Dec 10, 2024 to Dec 10, 2024factForm ADV
← GALINDO, DEVONOwnerPARTNER, ownership code A, individual
Jun 11, 2024 to Dec 10, 2024factForm ADV
← BOCCELLA FAMILY LIVING TRUSTOwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 15, 2024 to Dec 10, 2024factForm ADV
← KARACO HOLDINGS, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Jun 11, 2024 to Dec 10, 2024factForm ADV

Owns (1)

← Elfenbein, Lonny, ScottOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 12, 2024 to Dec 10, 2024factForm ADV

Moved with (1)

← CERTUITY, LLCRegistered adviser4 advisors, team lift out, same day
Aug 12, 2024 to Jul 15, 2024factForm ADV

Dated events

Occurred
Dec 10, 2024
Control person joined
K Graham Mandl (Partner) appeared on Schedule A of Serenus Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Aug 12, 2024
Team lift-out
4 advisors left Certuity, LLC (Santa Monica, CA) for Serenus Wealth Advisors, LLC on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Jul 17, 2024
Control person joined
Michael Boccella (Co-Trustee) appeared on Schedule A of Serenus Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jul 15, 2024
Control person joined
Sue Kara Boccella (Chief Executive Officer) appeared on Schedule A of Serenus Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jun 11, 2024
First Form ADV filing
Karaco, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff814177-0434-aa0c-7f1c-b2d6d98806d1
First observed: Jun 11, 2024
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SERENUS WEALTH ADVISORS, LLC

CRD 332034

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff814177-0434-aa0c-7f1c-b2d6d98806d1

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KARA SUE BOCCELLA

n/a

SANTA MONICA, CA

DEVON GALINDO

Certified Financial Planner|Chartered Financial Consultant

SANTA MONICA, CA

REBECCA KATHLEEN SHAW

n/a

SANTA MONICA, CA

LAURA ELIZABETH LEMOINE

Certified Financial Planner

SANTA MONICA, CA

GRAHAM K MANDL

n/a

SANTA MONICA, CA | New York, NY

Katherine L Thorsey

n/a

SANTA MONICA, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOCCELLA, KARA, SUE

CHIEF EXECUTIVE OFFICER, MANAGING PARTNER

yes

07/2024

Jun 16, 2026

GALINDO, DEVON

Partner

yes

06/2024

Jun 16, 2026

KARACO HOLDINGS, LLC

HOLDING COMPANY

yes

06/2024

Jun 16, 2026

MANDL, GRAHAM, K

Partner

yes

12/2024

Jun 16, 2026

BOCCELLA FAMILY LIVING TRUST

MANAGING MEMBER

yes

07/2024

Jul 15, 2024

Dec 10, 2024

BOCCELLA, KARA, SUE

CO-TRUSTEE

yes

12/2019

Jul 15, 2024

Dec 10, 2024

BOCCELLA, MICHAEL

CO-TRUSTEE

yes

12/2019

Jul 17, 2024

Dec 10, 2024

Elfenbein, Lonny, Scott

CHIEF COMPLIANCE OFFICER

07/2024

Jun 16, 2026

KARA BOCCELLA IRREVOCABLE GIFT

Trust

03/2026

Jun 16, 2026

MICHAEL BOCCELLA IRREVOCABLE

Trust

03/2026

Jun 16, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$1.5B

$1.2B

n/a

2024

Mar 14, 2025

$1.3B

$1.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.3B

11.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERTUITY, LLC

Aug 12, 2024

Jul 15, 2024

SANTA MONICA, CA

Team lift out

RIA to new firm

23.5%