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Advisor at DOMINION CAPITAL MANAGEMENT, LLC
CLINTON, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOMINION CAPITAL MANAGEMENT, LLC | State registered | May 1, 2026 | n/a | yes | CLINTON, OK | Current employment |
| DOMINION CAPITAL MANAGEMENT, LLC | State registered | Jan 11, 2019 | Dec 31, 2025 | no | CLINTON, OK|Oklahoma City, OK|OKLAHOMA CITY, OK|CLINTON, OK | Previous registration |
| DOMINION CAPITAL MANAGEMENT, LLC | State registered | Mar 23, 2017 | Dec 31, 2018 | no | CLINTON, OK | Previous registration |
| H. BECK, INC. | Former SEC adviser | Nov 2, 2007 | Feb 8, 2017 | no | Rockville, MD|CLINTON, OK | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 2, 2005 | Oct 31, 2007 | no | CLINTON, OK | Previous registration |
| FREEDOM ASSET MANAGEMENT, INC. | n/a | Mar 24, 2003 | Jul 22, 2004 | no | CLINTON, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H. BECK, INC. | DOMINION CAPITAL MANAGEMENT, LLC | Feb 8, 2017 | Mar 23, 2017 | 43 | Firm change | Other |
| FSC SECURITIES CORPORATION | H. BECK, INC. | Oct 31, 2007 | Nov 2, 2007 | 2 | Firm change | Other |
| FREEDOM ASSET MANAGEMENT, INC. | FSC SECURITIES CORPORATION | Jul 22, 2004 | Jun 2, 2005 | 315 | Firm change | Other |