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Advisor at PFG ADVISORS
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Jul 31, 2018 | n/a | yes | PHOENIX, AZ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 21, 2015 | Jul 25, 2017 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PFG ADVISORS | Jul 25, 2017 | Jul 31, 2018 | 371 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:173344:AZ:2017-07-18 | Jul 25, 2017 | Jul 31, 2018 | PHOENIX, AZ | Firm change |