DFX Intelligence

F•••••••• W• L• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

F•••••••• W• L• H••••••

Advisor at M••••••••• C•••••• M••••••••• L••

New York, NY

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Search this name across graphsid dfx:ria:49a07a4f-1b4f-9398-8ec3-22707ba84d11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• C•••••• M••••••••• L••	Independent wealth	Nov 20, 2025	n/a	yes	New York, NY	Current employment
M••••••••• C•••••• M••••••••• L••	Independent wealth	Nov 16, 2017	Jan 6, 2024	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• C•••	M••••••••• C•••••• M••••••••• L••	Mar 31, 2017	Nov 16, 2017	230	Firm change	Other

Relationships

Registered with (2)

→ M••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2017 to Jan 6, 2024factForm ADV
→ A••• C•••Registered adviserregistration: previous registration
Oct 6, 2016 to Mar 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49a07a4f-1b4f-9398-8ec3-22707ba84d11
First observed: Oct 6, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.