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CRD 110003
MANCHESTER, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GRIFFIN SIVRET | Certified Financial Planner | MANCHESTER, VT | 16 | 16 | n/a | no |
| BRIAN JARLATH VOGEL | Chartered Financial Analyst | MANCHESTER, VT | 16 | 16 | n/a | no |
| BARTHOLOMEW JOHN EARLEY | Certified Financial Planner|Chartered Financial Analyst | MANCHESTER, VT | 13 | 32 | n/a | no |
| EDWARD WRIGHT CRONIN | n/a | MANCHESTER, VT | 13 | 34 | 1 | no |
| MORGAN WAYNE ROBERTS | n/a | MANCHESTER, VT | 13 | 27 | 1 | no |
| PHILIP TODD KIRSHMAN | Certified Financial Planner|Chartered Financial Analyst | Montecito, CA | 4 | 33 | 6 | no |
| Maria Isabel Bolanos Wong | n/a | Charlottesville, VA | 4 | 10 | n/a | no |
| Alexander James Puziol | n/a | Montecito, CA | 2 | 12 | n/a | no |
| Miroslava Martinez | n/a | New York, NY | 1 | 12 | n/a | no |
| SUSAN WARREN SOFRONAS | n/a | New York, NY | 1 | 32 | 2 | no |
| FREDERICK W L HINKLEY | n/a | New York, NY | 0 | 10 | 2 | no |
| Cynthia Rozelle | n/a | MANCHESTER, VT | 0 | 12 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| EQUINOX CONSERVATIVE FUND LP | Hedge Fund | $189M | Jul 6, 2026 | 88 | Mar 29, 2012 | reported | 021-926610 |
| EQUINOX ALTERNATIVE FUND LP | Hedge Fund | $97.2M | Jul 6, 2026 | 68 | Mar 29, 2012 | reported | 021-129775 |
| EQUINOX MULTI-STRATEGY FUND LP | Hedge Fund | $39.2M | Jul 6, 2026 | 57 | Mar 29, 2012 | reported | 021-129771 |
| EQUINOX VENTURE CAPITAL FUND IV LP | Venture Capital Fund | $30.1M | Jul 6, 2026 | 28 | Mar 6, 2017 | reported | 021-281917 |
| EQUINOX PRIVATE EQUITY FUND II, L.P. | Private Equity Fund | $29.1M | Jul 6, 2026 | 48 | Mar 29, 2018 | reported | 021-307603 |
| EQUINOX WATER FUND LP | Other Private Fund | $27.0M | Jul 6, 2026 | 17 | Mar 29, 2012 | reported | 021-85408 |
| EQUINOX VENTURE CAPITAL FUND V, L.P. | Venture Capital Fund | $24.8M | Jul 6, 2026 | 20 | Jun 20, 2018 | reported | 021-322198 |
| EQUINOX VENTURE CAPITAL FUND II LP | Venture Capital Fund | $22.0M | Jul 6, 2026 | 9 | Mar 29, 2012 | reported | 021-129950 |
| EQUINOX VENTURE CAPITAL FUND VI, LP | Venture Capital Fund | $14.1M | Jul 6, 2026 | 38 | Nov 13, 2019 | reported | 021-353569 |
| EQUINOX VENTURE CAPITAL FUND III LP | Venture Capital Fund | $13.7M | Jul 6, 2026 | 23 | Mar 20, 2013 | reported | 021-214694 |
| EQUINOX ASIA OVERLOOK FUND LP | Hedge Fund | $9.6M | Jul 6, 2026 | 32 | Mar 29, 2012 | reported | 021-175365 |
| EQUINOX PRIVATE EQUITY FUND III LP | Private Equity Fund | $8.9M | Jul 6, 2026 | 37 | Mar 18, 2020 | reported | 021-307603 |
| EQUINOX ALTERNATIVE OFFSHORE FUND LP | Hedge Fund | $7.4M | Mar 21, 2022 | 25 | Mar 29, 2012 | dropped | 021-129797 |
| EQUINOX VENTURE CAPITAL FUND VII, LP | Venture Capital Fund | $5.5M | Jul 6, 2026 | 21 | Dec 3, 2021 | reported | 021-549260 |
| EQUINOX RESOURCES FUND LP | Hedge Fund | $4.5M | Oct 13, 2015 | 4 | Mar 29, 2012 | dropped | n/a |
| EQUINOX PRIVATE EQUITY FUND IV, L.P. | n/a | $3.1M | Jul 6, 2026 | 21 | Jul 6, 2026 | reported | 021-546987 |
| EQUINOX VENTURE CAPITAL FUND LP | Venture Capital Fund | $1.7M | Jul 6, 2026 | 6 | Mar 29, 2012 | reported | 021-129814 |
| EQUINOX PRIVATE EQUITY FUND LP | Private Equity Fund | $816,639 | Jul 6, 2026 | 4 | Mar 29, 2012 | reported | 021-129808 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HALL, JEFFREY, STUART | CHIEF EXECUTIVE OFFICER, MEMBER | Na | yes | 01/2009 | Jul 6, 2026 | Jul 6, 2026 |
| HARRINGTON, ROBYN, VIRGINIA | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2025 | Jul 6, 2026 | Jul 6, 2026 |
| KRAFT, III, BAYARD, RANDOLPH | MANAGING DIRECTOR, MEMBER | Na | yes | 11/1998 | Jul 6, 2026 | Jul 6, 2026 |
| ROBERTS, MORGAN, WAYNE | WEALTH MANAGER, MEMBER | Na | yes | 01/2009 | Jul 6, 2026 | Jul 6, 2026 |
| SWENOR, SCOTT, NELSON | CHIEF FINANCIAL OFFICER, MEMBER | Na | yes | 07/2007 | Jul 6, 2026 | Jul 6, 2026 |
| CRONIN, EDWARD, WRIGHT | CHAIRMAN BOARD OF MANAGERS, MEMBER | D | yes | 03/1993 | Mar 29, 2012 | Nov 18, 2024 |
| SWIFT, JOHN, FREDERIC | BOARD OF MANAGERS | Na | yes | 01/2011 | Mar 29, 2012 | Nov 18, 2024 |
| SWIFT, JOHN, FREDERIC | Owner | E | yes | 01/2011 | Mar 29, 2012 | Nov 18, 2024 |
| EARLEY, BARTHOLOMEW, JOHN | DIRECTOR OF RESEARCH, MEMBER | Na | no | 01/2012 | Jul 6, 2026 | Jul 6, 2026 |
| EDWARD W. CRONIN JR. 2005 | Member | B | no | 12/2006 | Jul 6, 2026 | Jul 6, 2026 |
| HEIDRICK, JEREMY, BECKETT | MANAGING DIRECTOR, MEMBER | Na | no | 01/2012 | Jul 6, 2026 | Jul 6, 2026 |
| JFS TWENTY PERCENT LLC | Member | B | no | 01/2011 | Jul 6, 2026 | Jul 6, 2026 |
| SEAN FREDERICK SWIFT TRUST | Member | A | no | 12/2022 | Jul 6, 2026 | Jul 6, 2026 |
| SIVRET, GRIFFIN | WEALTH MANAGER, MEMBER | Na | no | 01/2014 | Jul 6, 2026 | Jul 6, 2026 |
| SOFRONAS, SUSAN, WARREN | MANAGING DIRECTOR, MEMBER | Na | no | 02/2024 | Jul 6, 2026 | Jul 6, 2026 |
| VOGEL, BRIAN, JARLATH | WEALTH MANAGER, MEMBER | Na | no | 01/2012 | Jul 6, 2026 | Jul 6, 2026 |
| EDWARD W. CRONIN JR. 2005 IRREVOCABLE TRUST FBO A. READ CRONIN | Member | B | no | 12/2006 | Mar 29, 2012 | Nov 18, 2024 |
| EDWARD W. CRONIN JR. 2005 IRREVOCABLE TRUST FBO C. WRIGHT CRONIN | Member | B | no | 12/2006 | Mar 29, 2012 | Nov 18, 2024 |
| JFS TWENTY PERCENT LLC | Owner | B | no | 01/2011 | Mar 29, 2012 | Nov 18, 2024 |
| POPOVICH, ALEXANDER, MICHAEL | Member | Na | no | 01/2018 | Mar 28, 2019 | Nov 18, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Montecito | CA | United States | 6 | no |
| NEW YORK | NY | United States | 3 | no |
| Charlottesville | Va | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.8B | $2.8B | 38 | 14 | 3 | 16 | n/a |
| 2024 | Mar 12, 2025 | $3.7B | $3.1B | 38 | 14 | 3 | 16 | n/a |
| 2023 | Mar 22, 2024 | $3.7B | $3.2B | 37 | 12 | 3 | 15 | $503M |
| 2022 | Mar 24, 2023 | $3.2B | $2.6B | 33 | 14 | 3 | 15 | $509M |
| 2021 | Mar 21, 2022 | $3.7B | $3.2B | 33 | 10 | 3 | 16 | $537M |
| 2020 | Mar 29, 2021 | $3.6B | $3.0B | 36 | 15 | 3 | 15 | $456M |
| 2019 | Mar 18, 2020 | $4.2B | $3.1B | 39 | 18 | 3 | 15 | $456M |
| 2018 | Mar 28, 2019 | $3.4B | $2.6B | 35 | 15 | 3 | 13 | $440M |
| 2017 | Mar 29, 2018 | $3.5B | $2.7B | 40 | 15 | 3 | 12 | $436M |
| 2016 | Mar 6, 2017 | $3.3B | $2.4B | 35 | 12 | n/a | 11 | $393M |
| 2015 | Mar 8, 2016 | $3.2B | $2.4B | 33 | 12 | n/a | 10 | $379M |
| 2014 | Mar 16, 2015 | $3.1B | $2.4B | 33 | 12 | n/a | 11 | $372M |
| 2013 | Feb 10, 2014 | $2.6B | $2.3B | 32 | 12 | n/a | 11 | $337M |
| 2012 | Mar 20, 2013 | $2.2B | $1.9B | 29 | 12 | n/a | 11 | $267M |
| 2011 | Mar 29, 2012 | $1.8B | $1.5B | n/a | n/a | n/a | 10 | $224M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 16.7% | 0 | 1 | 0 | 1 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.8B | $3.7B | -23.9% | $3.2B | -3.7% | 38 | 38 | 3 | 3 |