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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

JOSEPH R BRANCALEONE

Advisor at LPL ENTERPRISE, LLC

MELVILLE, NY

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Search this name across graphsid dfx:ria:49ae458e-5bcc-3eeb-f67f-a822fd875ff2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 9, 1986
First registration: Feb 24, 2005
Dual registered: yes, broker-dealer
Other names: joseph r brancaleone|JOSEPH RUSSELL BRANCALEONE|JOSEPH BRANCALEONE
IAPD individual key: 1495596

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	MELVILLE, NY	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 10, 2021	Nov 14, 2024	no	Melville, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	May 15, 2020	Apr 9, 2021	no	RYE BROOK, NY	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Nov 22, 2017	May 15, 2020	no	ISLANDIA, NY\|BEDMINSTER, NJ	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Nov 24, 2017	no	Hauppauge, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 16, 2014	Mar 25, 2017	no	HAUPPAUGE, NY	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Feb 28, 2013	Jul 9, 2014	no	MELVILLE, NY	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 28, 2013	no	GREAT NECK, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 12, 2007	Jun 1, 2009	no	GREAT NECK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 24, 2005	Apr 13, 2007	no	BAY SIDE, NY\|FOREST HILLS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
PARK AVENUE SECURITIES LLC	PRUCO SECURITIES, LLC	Apr 9, 2021	Jun 10, 2021	62	Firm change	Ibd to ibd
IC ADVISORY SERVICES, INC.	PARK AVENUE SECURITIES LLC	May 15, 2020	May 15, 2020	0	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	IC ADVISORY SERVICES, INC.	Nov 24, 2017	Nov 22, 2017	-2	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	MSI FINANCIAL SERVICES, INC.	Jul 9, 2014	Jul 16, 2014	7	Firm change	Other
MORGAN STANLEY	CAPITAL ONE FINANCIAL ADVISORS LLC	Feb 28, 2013	Feb 28, 2013	0	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Apr 13, 2007	Apr 12, 2007	-1	Firm change	Other

Relationships

Registered with (10)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 10, 2021 to Nov 14, 2024factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
May 15, 2020 to Apr 9, 2021factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 22, 2017 to May 15, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Nov 24, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 16, 2014 to Mar 25, 2017factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2013 to Jul 9, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 28, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 12, 2007 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 24, 2005 to Apr 13, 2007factForm ADV

Dated events

No dated event names this entity yet.