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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

JOSHUA AARON BELKIN

Advisor at J. W. COLE ADVISORS, INC.

Orange, CA | TAMPA, FL

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Search this name across graphsid dfx:ria:49b737ba-99db-7310-207a-40d11c0c4aab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J. W. COLE ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 11, 2010
First registration: Dec 15, 2010
Dual registered: yes, broker-dealer
Other names: JOSHUA A BELKIN
IAPD individual key: 4858752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	May 23, 2024	n/a	yes	TAMPA, FL\|Orange, CA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 8, 2020	May 24, 2024	no	SAN DIEGO, CA\|Newport Beach, CA\|San Diego, CA\|Los Angeles, CA	Previous registration
VALLEY FINANCIAL MANAGEMENT, INC.	Bd affiliated wealth	Oct 20, 2016	Sep 12, 2018	no	Los Angeles, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 18, 2016	no	ENCINO, CA\|TARZANA, CA\|TARZANA, CA\|RESEDA, CA\|WOODLAND HILLS, CA\|WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 15, 2010	Oct 1, 2012	no	TARZANA, CA\|WOODLAND HILLS, CA\|TARZANA, CA\|ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	J. W. COLE ADVISORS, INC.	May 24, 2024	May 23, 2024	-1	Firm change	Ibd to ibd
VALLEY FINANCIAL MANAGEMENT, INC.	MML INVESTORS SERVICES, LLC	Sep 12, 2018	Sep 8, 2020	727	Firm change after gap	Ibd to ibd
J.P. MORGAN SECURITIES LLC	VALLEY FINANCIAL MANAGEMENT, INC.	Oct 18, 2016	Oct 20, 2016	2	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (5)

→ J. W. COLE ADVISORS, INC.Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 8, 2020 to May 24, 2024factForm ADV
→ VALLEY FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 20, 2016 to Sep 12, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 18, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 15, 2010 to Oct 1, 2012factForm ADV

Dated events

Occurred
May 24, 2024
Advisor changed firm
Joshua Aaron Belkin left Mml Investors Services, Llc for J. W. Cole Advisors, Inc. (registered 2024-05-23)
Form ADVobserved 6 days ago