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CRD 105387
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| VARDA TAL | n/a | AVENTURA, FL | Aventura, FL | PARAMUS, NJ | 21 | 25 | n/a | yes |
| Alexander Notaro | n/a | Los Angeles, CA | New York, NY | Beverly Hills, CA | PARAMUS, NJ | 8 | 9 | 1 | yes |
| Chagit Raskin | n/a | New York, NY | Paramus, NJ | PARAMUS, NJ | 7 | 10 | n/a | yes |
| DANIEL HOWARD BERNZWEIG | Chartered Financial Analyst | PARAMUS, NJ | NEW YORK, NY | Huntington, NY | New York, NY | 5 | 33 | n/a | yes |
| ALLON HARRIS | n/a | New York, NY | NEW YORK, NY | 5 | 12 | n/a | yes |
| JAVIER MARCOS LEVY | n/a | PARAMUS, NJ | AVENTURA, FL | Aventura, FL | 4 | 16 | n/a | yes |
| JAIME DASHEVSCHI | n/a | Aventura, FL | AVENTURA, FL | PARAMUS, NJ | 3 | 24 | n/a | yes |
| MARC HADLEY PERSHAN | n/a | PARAMUS, NJ | New York, NY | Chicago, IL | 3 | 36 | 5 | yes |
| JOHN ALEXANDER GIANNI | n/a | PARAMUS, NJ | White Plains, NY | NEW YORK, NY | 3 | 10 | 1 | yes |
| AYELET OSNAT KINDLER | Certified Financial Planner | Paramus, NJ | PARAMUS, NJ | New York, NY | NEW YORK, NY | 3 | 27 | 1 | yes |
| MICHAEL ZAREMSKY | n/a | PARAMUS, NJ | New York, NY | Melville, NY | 3 | 20 | n/a | yes |
| JAMIE LYNN CASEY | n/a | PARAMUS, NJ | Bronxville, NY | New York, NY | 3 | 14 | n/a | yes |
| LEONID MEDVED | n/a | Los Angeles, CA | PARAMUS, NJ | Beverly Hills, CA | 3 | 15 | n/a | yes |
| SHANNON LITTLEJOHN | n/a | New York, NY | PARAMUS, NJ | St. Petersburg, FL | St Petersberg, FL | 3 | 26 | 8 | yes |
| Jason Robert Calderwood | n/a | PARAMUS, NJ | NEW YORK, NY | West Palm Beach, FL | 3 | 19 | 3 | yes |
| KATHLEEN MARY BUSKE | Certified Financial Planner | PARAMUS, NJ | Paramus, NJ | NEW YORK, NY | 3 | 40 | 1 | no |
| Eliyahu Yosef Engelman | n/a | PARAMUS, NJ | New York, NY | 2 | 10 | 1 | yes |
| Andrew Jianette | n/a | New York, NY | 2 | 12 | 1 | yes |
| James Clarke | n/a | New York, NY | 2 | 12 | n/a | yes |
| DAVID M MARKS | n/a | New York, NY | Morristown, NJ | PARAMUS, NJ | 2 | 17 | 2 | yes |
| Amanda Spiteri | n/a | NEW YORK, NY | New York, NY | PARAMUS, NJ | 1 | 17 | n/a | yes |
| Mark D Bubien | n/a | PARAMUS, NJ | NEW YORK, NY | Chicago, IL | 1 | 11 | 1 | yes |
| CARLOS MIGUEL BATISTA GUTIERREZ | n/a | New York, NY | NEW YORK, NY | 0 | 12 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLLERAN, JOSEPH ARTHUR III | PRESIDENT / CEO | Na | yes | 04/2021 | May 26, 2021 | Jul 28, 2023 |
| GAWLEY, CHRISTOPHER JON | GENERAL COUNSEL | Na | yes | 04/2022 | Sep 26, 2022 | Jul 28, 2023 |
| HAGEDORN, MICHAEL DENNIS | Director | Na | yes | 05/2022 | Sep 26, 2022 | Jul 28, 2023 |
| LAN, TRAVIS | Director | Na | yes | 05/2022 | Sep 26, 2022 | Jul 28, 2023 |
| SCHULTZ, MELISSA JOSEPH | Chairperson | Na | yes | 06/2022 | Sep 26, 2022 | Jul 28, 2023 |
| VALLEY NATIONAL BANCORP | Shareholder | E | yes | 04/2022 | Apr 30, 2022 | Jul 28, 2023 |
| VALLEY NATIONAL BANK | DIRECT PARENT OF APPLICANT | E | yes | 04/2022 | Sep 26, 2022 | Jul 28, 2023 |
| VANOVITCH, JOEL | CHIEF OPERATIONS OFFICER & CHIEF FINANCIAL OFFICER | Na | yes | 10/2022 | Mar 29, 2019 | Jul 28, 2023 |
| WILSON, CHRISTOPHER MICHAEL | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2015 | Jun 26, 2018 | Jul 28, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| VALLEY WEALTH MANAGERS, INC. | n/a | Independent wealth | $2.7B | N | yes | n/a |
| DV FINANCIAL SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| VALLEY INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| VALLEY NATIONAL BANCORP | n/a | n/a | n/a | Y | no | n/a |
| VALLEY NATIONAL BANK | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Aventura | FL | United States | 13 | yes |
| NEW YORK | NY | United States | 5 | yes |
| LOS ANGELES | CA | United States | 2 | yes |
| Chicago | IL | United States | 1 | yes |
| Lincolnshire | IL | United States | 1 | yes |
| Paramus | Nj | United States | 1 | yes |
| Jericho | NY | United States | 1 | yes |
| WHITE PLAINS | NY | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 5, 2026 | $473,254 | $473,254 | 124 | 5 | 0 | n/a | n/a |
| 2024 | Feb 7, 2025 | $55,000 | $55,000 | 102 | 5 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $335M | $246M | 102 | 35 | 8 | n/a | n/a |
| 2021 | Apr 1, 2022 | $326M | $283M | 65 | 35 | 4 | n/a | n/a |
| 2020 | Mar 30, 2021 | $163M | $151M | 72 | 34 | 4 | n/a | n/a |
| 2019 | Apr 24, 2020 | $121M | $84.3M | 75 | 35 | 5 | n/a | n/a |
| 2018 | Mar 29, 2019 | $95.6M | $26.4M | 73 | 34 | 5 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $473,254 | $55,000 | 760.5% | $335M | -88.8% | 124 | 102 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VALLEY WEALTH MANAGERS, INC. | 3 | Jul 26, 2023 | Jul 27, 2023 | NEW YORK, NY | Team lift out | Ibd to RIA | 27.3% |