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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

PAUL E STOVALL

Advisor at SCHWAB WEALTH ADVISORY, INC.

Orlando, FL

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Search this name across graphsid dfx:ria:49d56be5-ed8b-a4de-186e-ef919ed1d098

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 14, 2006
First registration: Mar 15, 2006
Dual registered: yes, broker-dealer
Other names: PAUL EDWARD STOVALL|Paul Stovall
IAPD individual key: 4713357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 22, 2021	n/a	yes	Orlando, FL	Current employment
FOLDES FINANCIAL MANAGEMENT	Former SEC adviser	Jul 3, 2012	Sep 26, 2012	no	MIAMI, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 9, 2008	Jun 1, 2011	no	Fairfield, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 15, 2006	Apr 9, 2008	no	RIDGEFIELD, CT\|RIDGEFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOLDES FINANCIAL MANAGEMENT	SCHWAB WEALTH ADVISORY, INC.	Sep 26, 2012	Jun 22, 2021	3,191	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	FOLDES FINANCIAL MANAGEMENT	Jun 1, 2011	Jul 3, 2012	398	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Apr 9, 2008	May 9, 2008	30	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ FOLDES FINANCIAL MANAGEMENTRegistered adviserregistration: previous registration
Jul 3, 2012 to Sep 26, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 9, 2008 to Jun 1, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 15, 2006 to Apr 9, 2008factForm ADV

Dated events

No dated event names this entity yet.