DFX Intelligence

M•••••• S•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

M•••••• S•••• K••••••

Advisor at 4• F••••••••

Atlanta, GA | AUSTIN, TX

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Search this name across graphsid dfx:ria:49de6405-d15e-d051-7c5c-e011fc565918

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
4• F••••••••	Independent wealth	Jan 12, 2026	n/a	yes	AUSTIN, TX\|Atlanta, GA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 3, 2016	Jan 16, 2026	no	Atlanta, GA\|CANTON, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	4• F••••••••	Jan 16, 2026	Jan 12, 2026	-4	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ 4• F••••••••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 3, 2016 to Jan 16, 2026factForm ADV

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49de6405-d15e-d051-7c5c-e011fc565918
First observed: Mar 3, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.