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Advisor at PARALLEL ADVISORS, LLC
SAN FRANCISCO, CA | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARALLEL ADVISORS, LLC | Independent wealth | Oct 4, 2023 | n/a | yes | SAN FRANCISCO, CA|SCOTTSDALE, AZ | Current employment |
| BOK FINANCIAL ADVISORS | Bd affiliated wealth | Dec 10, 2018 | Sep 15, 2023 | no | Scottsdale, AZ | Previous registration |
| BOK FINANCIAL ADVISORS | Bd affiliated wealth | Jan 18, 2013 | May 31, 2018 | no | Scottsdale, AZ | Previous registration |
| BMO ASSET MANAGEMENT CORP. | Other adviser | Jun 8, 2012 | Sep 26, 2012 | no | CHICAGO, IL | Previous registration |
| M&I INVESTMENT MANAGEMENT CORP. | Former SEC adviser | Feb 16, 2007 | Jun 8, 2012 | no | SCOTTSDALE, AZ|MILWAUKEE, WI|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BOK FINANCIAL ADVISORS | PARALLEL ADVISORS, LLC | Sep 15, 2023 | Oct 4, 2023 | 19 | Firm change | Ibd to RIA |
| BMO ASSET MANAGEMENT CORP. | BOK FINANCIAL ADVISORS | Sep 26, 2012 | Jan 18, 2013 | 114 | Firm change | Other |
| M&I INVESTMENT MANAGEMENT CORP. | BMO ASSET MANAGEMENT CORP. | Jun 8, 2012 | Jun 8, 2012 | 0 | Bulk transfer | Other |