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S•••••• C• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

S•••••• C• D••••••

Advisor at M••••• G••••• A••••••• I•••

San Francisco, CA | DENVER, CO

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Search this name across graphsid dfx:ria:49e3a4c4-6d00-fa0a-9534-150c9c7057dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Jun 29, 2023 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• C• D••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jul 10, 2024	n/a	yes	San Francisco, CA\|DENVER, CO	Current employment
R•••• M••••••••• A• M••••• A••••••• C••••••	Former SEC adviser	Jun 29, 2023	Jul 31, 2024	no	Menlo Park, CA\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• M••••••••• A• M••••• A••••••• C••••••	M••••• G••••• A••••••• I•••	Jul 31, 2024	Jul 10, 2024	-21	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
323495:147363:CO:2024-07-31	Jul 31, 2024	Jul 10, 2024	DENVER, CO	Firm change

Relationships

Registered with (2)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ R•••• M••••••••• A• M••••• A••••••• C••••••Registered adviserregistration: previous registration
Jun 29, 2023 to Jul 31, 2024factForm ADV

Dated events

Occurred
Jul 31, 2024
Advisor changed firm
S•••••• C• D•••••• left R•••• M••••••••• A• M••••• A••••••• C•••••• for M••••• G••••• A••••••• I••• (registered 2024-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:49e3a4c4-6d00-fa0a-9534-150c9c7057dc
First observed: Jun 29, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.