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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

REGIS MANAGEMENT, A MERCER ADVISORS COMPANY

REGIS ACQUISITION INC., CRD 323495

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a03d60e5-b638-0396-29bc-35e73f0bf0e3

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 14
On other graphs: 0
Observed: Sep 26, 2022 to Mar 29, 2024
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.9BItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 72%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 30
High net worth clients: 22
Custody, client assets: $1.0B
SEC number: 801-126789
CRD: 323495
Filings on the tape: 16
First filed: Sep 26, 2022
Latest filed: Mar 29, 2024
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALTAS PARTNERS HOLDINGS III (A) LP	Shareholder	C	yes	08/2023	Sep 22, 2023	Mar 29, 2024
ALTAS PARTNERS HOLDINGS III LP	Shareholder	C	yes	08/2023	Sep 22, 2023	Mar 29, 2024
APH III PRIMETIME AGGREGATOR, L.P.	Shareholder	C	yes	08/2023	Sep 22, 2023	Mar 29, 2024
APH III PRIMETIME CO-INVEST LP	Shareholder	C	yes	08/2023	Sep 22, 2023	Mar 29, 2024
CALCAGNI, DONALD, ANDREW	CHIEF INVESTMENT OFFICER	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024
Encino, Mathew	GENERAL COUNSEL	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024
Foodim, Gary	CHIEF MARKETING OFFICER	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024
GC WAVES HOLDINGS, INC.	PARENT COMPANY TO MERCER ADVISORS INC.	E	yes	03/2015	Sep 26, 2022	Mar 29, 2024
GOURVITCH, DANIEL, ALEXANDER	President	Na	yes	10/2022	Mar 30, 2023	Mar 29, 2024
KERESTECI, GUN	CHIEF FINANCIAL OFFICER	Na	yes	02/2024	Mar 28, 2024	Mar 29, 2024
LELLIS, MARTINE, ELIZABETH	CHIEF TALENT OFFICER	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024
Lorenz, Kimberly	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024
MERCER ADVISORS INC.	PARENT COMPANY TO MERCER ADVISORS INTERMEDIATE HOLDINGS INC.	E	yes	04/2013	Sep 26, 2022	Mar 29, 2024
MERCER ADVISORS INTERMEDIATE HOLDINGS INC.	PARENT COMPANY	E	yes	09/2022	Sep 26, 2022	Mar 29, 2024
OG CRIMSON HOLDINGS GENPAR, LLC	GENERAL PARTNER	F	yes	09/2019	Sep 26, 2022	Mar 29, 2024
OG CRIMSON HOLDINGS, L.P.	PARENT COMPANY TO OG CRIMSON PARENT HOLDINGS I, INC.	E	yes	01/2023	Sep 26, 2022	Mar 29, 2024
OG CRIMSON PARENT HOLDINGS I, INC.	PARENT COMPANY TO OG CRIMSON PARENT HOLDINGS II, INC.	E	yes	01/2023	Mar 30, 2023	Mar 29, 2024
OG CRIMSON PARENT HOLDINGS II, INC.	PARENT COMPANY TO OG CRIMSON PARENT, INC.	E	yes	01/2023	Mar 30, 2023	Mar 29, 2024
OG CRIMSON PARENT, INC.	PARENT COMPANY TO GC WAVES HOLDINGS, INC.	E	yes	10/2019	Sep 26, 2022	Mar 29, 2024
PIERSON, LOREN	CHIEF OPERATING OFFICER	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024
WELLING, CHARLES, DAVID	CHIEF EXECUTIVE OFFICER	Na	yes	09/2022	Sep 26, 2022	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MERCER GLOBAL ADVISORS INC.	n/a	Independent wealth	$84B	N	yes	n/a
MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC.	n/a	Asset manager	$206M	N	yes	n/a
HEIM, YOUNG & ASSOCIATES, INC.	n/a	n/a	n/a	N	yes	n/a
MERCER ADVISORS INSURANCE SERVICES, LLC.	n/a	n/a	n/a	N	yes	n/a
MERCER ADVISORS PRIVATE ASSET MANAGEMENT GP I LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISO	CA	United States	9	no
MENLO PARK	CA	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$2.9B	$2.9B	13	6	2	n/a	n/a
2022	Mar 30, 2023	$1.5B	$1.5B	24	6	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$2.9B	$1.5B	89.9%	n/a	n/a	13	24	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCER GLOBAL ADVISORS INC.	2	Jul 31, 2024	Jul 11, 2024	MENLO PARK, CA	Team lift out	RIA to RIA	50.0%
MERCER GLOBAL ADVISORS INC.	2	Jul 31, 2024	Jul 11, 2024	DENVER, CO	Team lift out	RIA to RIA	50.0%

Relationships

Affiliated with (4)

← MERCER GLOBAL ADVISORS INC.Registered adviserother investment adviser, common control
factForm ADV
← MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserother investment adviser, common control
factForm ADV
→ MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (20)

← WELLING, CHARLES, DAVIDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← CALCAGNI, DONALD, ANDREWOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← PIERSON, LORENOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← GOURVITCH, DANIEL, ALEXANDEROwnerPRESIDENT, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← KERESTECI, GUNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2024 to presentfactForm ADV
← LELLIS, MARTINE, ELIZABETHOwnerCHIEF TALENT OFFICER, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← Lorenz, KimberlyOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← Encino, MathewOwnerGENERAL COUNSEL, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← Foodim, GaryOwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Sep 26, 2022 to presentfactForm ADV
← ALTAS PARTNERS HOLDINGS III (A) LPOwnerSHAREHOLDER, ownership code C, domestic entity
Sep 22, 2023 to presentfactForm ADV
← APH III PRIMETIME AGGREGATOR, L.P.OwnerSHAREHOLDER, ownership code C, domestic entity
Sep 22, 2023 to presentfactForm ADV
← APH III PRIMETIME CO-INVEST LPOwnerSHAREHOLDER, ownership code C, domestic entity
Sep 22, 2023 to presentfactForm ADV
← GC WAVES HOLDINGS, INC.OwnerPARENT COMPANY TO MERCER ADVISORS INC., ownership code E, domestic entity
Sep 26, 2022 to presentfactForm ADV
← MERCER ADVISORS INC.OwnerPARENT COMPANY TO MERCER ADVISORS INTERMEDIATE HOLDINGS INC., ownership code E, domestic entity
Sep 26, 2022 to presentfactForm ADV
← MERCER ADVISORS INTERMEDIATE HOLDINGS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Sep 26, 2022 to presentfactForm ADV
← OG CRIMSON HOLDINGS GENPAR, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 26, 2022 to presentfactForm ADV
← OG CRIMSON HOLDINGS, L.P.OwnerPARENT COMPANY TO OG CRIMSON PARENT HOLDINGS I, INC., ownership code E, domestic entity
Sep 26, 2022 to presentfactForm ADV
← OG CRIMSON PARENT HOLDINGS I, INC.OwnerPARENT COMPANY TO OG CRIMSON PARENT HOLDINGS II, INC., ownership code E, domestic entity
Mar 30, 2023 to presentfactForm ADV
← OG CRIMSON PARENT HOLDINGS II, INC.OwnerPARENT COMPANY TO OG CRIMSON PARENT, INC., ownership code E, domestic entity
Mar 30, 2023 to presentfactForm ADV
← OG CRIMSON PARENT, INC.OwnerPARENT COMPANY TO GC WAVES HOLDINGS, INC., ownership code E, domestic entity
Sep 26, 2022 to presentfactForm ADV

Registered with (4)

← PETER BERRY GIFFORDAdvisorregistration: previous registration
Sep 1, 2023 to Jul 31, 2024factForm ADV
← ROBERT FRANCIS BURLINSONAdvisorregistration: previous registration
Jul 11, 2023 to Jul 31, 2024factForm ADV
← STEPHEN C. DONAHUEAdvisorregistration: previous registration
Jun 29, 2023 to Jul 31, 2024factForm ADV
← MATTHEW ADAMS KRENSKYAdvisorregistration: previous registration
Sep 11, 2023 to Jul 31, 2024factForm ADV

Moved with (1)

→ MERCER GLOBAL ADVISORS INC.Registered adviser3 advisors, firm absorbed, same day
Jul 31, 2024 to Jul 11, 2024factForm ADV

Dated events

Occurred
Jul 31, 2024
Firm absorbed
Regis Management, A Mercer Advisors Company's advisors moved to Mercer Global Advisors Inc. (Denver, CO): 3 of 4 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Jul 31, 2024
Team lift-out
2 advisors left Regis Management, A Mercer Advisors Company (Menlo Park, CA) for Mercer Global Advisors Inc. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 31, 2024
Advisor changed firm
Peter Berry Gifford left Regis Management, A Mercer Advisors Company for Mercer Global Advisors Inc. (registered 2024-07-11)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2024
Advisor changed firm
Robert Francis Burlinson left Regis Management, A Mercer Advisors Company for Mercer Global Advisors Inc. (registered 2024-07-11)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2024
Advisor changed firm
Stephen C. Donahue left Regis Management, A Mercer Advisors Company for Mercer Global Advisors Inc. (registered 2024-07-10)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2024
Advisor changed firm
Matthew Adams Krensky left Regis Management, A Mercer Advisors Company for Mercer Global Advisors Inc. (registered 2024-07-10)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Regis Management, A Mercer Advisors Company reported RAUM $2.9B, up 90% from $1.5B (2024-01-06 to 2024-03-28)
Form ADVobserved 6 days ago
$1.4B
Occurred
Mar 28, 2024
Control person joined
Gun Keresteci (Chief Financial Officer) appeared on Schedule A of Regis Management, A Mercer Advisors Company
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Michael Henry (Chief Financial Officer) no longer on Schedule A of Regis Management, A Mercer Advisors Company (listed 2024-01-06, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Adele Christine Cataldo (Chief Technology Officer) no longer on Schedule A of Regis Management, A Mercer Advisors Company (listed 2024-01-06, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Hurless David Barton (Vice Chairman) no longer on Schedule A of Regis Management, A Mercer Advisors Company (listed 2024-01-06, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Sep 22, 2023
Control person left
Karen Lee (Chief Business Solutons Officer) no longer on Schedule A of Regis Management, A Mercer Advisors Company (listed 2023-06-27, absent 2023-09-22)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person joined
Alexander Daniel Gourvitch (President) appeared on Schedule A of Regis Management, A Mercer Advisors Company
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
First Form ADV filing
Regis Acquisition Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a03d60e5-b638-0396-29bc-35e73f0bf0e3
First observed: Sep 26, 2022
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REGIS MANAGEMENT, A MERCER ADVISORS COMPANY

REGIS ACQUISITION INC., CRD 323495

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a03d60e5-b638-0396-29bc-35e73f0bf0e3

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALTAS PARTNERS HOLDINGS III (A) LP

Shareholder

yes

08/2023

Sep 22, 2023

Mar 29, 2024

ALTAS PARTNERS HOLDINGS III LP

Shareholder

yes

08/2023

Sep 22, 2023

Mar 29, 2024

APH III PRIMETIME AGGREGATOR, L.P.

Shareholder

yes

08/2023

Sep 22, 2023

Mar 29, 2024

APH III PRIMETIME CO-INVEST LP

Shareholder

yes

08/2023

Sep 22, 2023

Mar 29, 2024

CALCAGNI, DONALD, ANDREW

CHIEF INVESTMENT OFFICER

yes

09/2022

Sep 26, 2022

Mar 29, 2024

Encino, Mathew

GENERAL COUNSEL

yes

09/2022

Sep 26, 2022

Mar 29, 2024

Foodim, Gary

CHIEF MARKETING OFFICER

yes

09/2022

Sep 26, 2022

Mar 29, 2024

GC WAVES HOLDINGS, INC.

PARENT COMPANY TO MERCER ADVISORS INC.

yes

03/2015

Sep 26, 2022

Mar 29, 2024

GOURVITCH, DANIEL, ALEXANDER

President

yes

10/2022

Mar 30, 2023

Mar 29, 2024

KERESTECI, GUN

CHIEF FINANCIAL OFFICER

yes

02/2024

Mar 28, 2024

Mar 29, 2024

LELLIS, MARTINE, ELIZABETH

CHIEF TALENT OFFICER

yes

09/2022

Sep 26, 2022

Mar 29, 2024

Lorenz, Kimberly

CHIEF COMPLIANCE OFFICER

yes

09/2022

Sep 26, 2022

Mar 29, 2024

MERCER ADVISORS INC.

PARENT COMPANY TO MERCER ADVISORS INTERMEDIATE HOLDINGS INC.

yes

04/2013

Sep 26, 2022

Mar 29, 2024

MERCER ADVISORS INTERMEDIATE HOLDINGS INC.

PARENT COMPANY

yes

09/2022

Sep 26, 2022

Mar 29, 2024

OG CRIMSON HOLDINGS GENPAR, LLC

GENERAL PARTNER

yes

09/2019

Sep 26, 2022

Mar 29, 2024

OG CRIMSON HOLDINGS, L.P.

PARENT COMPANY TO OG CRIMSON PARENT HOLDINGS I, INC.

yes

01/2023

Sep 26, 2022

Mar 29, 2024

OG CRIMSON PARENT HOLDINGS I, INC.

PARENT COMPANY TO OG CRIMSON PARENT HOLDINGS II, INC.

yes

01/2023

Mar 30, 2023

Mar 29, 2024

OG CRIMSON PARENT HOLDINGS II, INC.

PARENT COMPANY TO OG CRIMSON PARENT, INC.

yes

01/2023

Mar 30, 2023

Mar 29, 2024

OG CRIMSON PARENT, INC.

PARENT COMPANY TO GC WAVES HOLDINGS, INC.

yes

10/2019

Sep 26, 2022

Mar 29, 2024

PIERSON, LOREN

CHIEF OPERATING OFFICER

yes

09/2022

Sep 26, 2022

Mar 29, 2024

WELLING, CHARLES, DAVID

CHIEF EXECUTIVE OFFICER

yes

09/2022

Sep 26, 2022

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MERCER GLOBAL ADVISORS INC.

n/a

Independent wealth

$84B

yes

n/a

MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC.

n/a

Asset manager

$206M

yes

n/a

HEIM, YOUNG & ASSOCIATES, INC.

n/a

yes

n/a

MERCER ADVISORS INSURANCE SERVICES, LLC.

n/a

yes

n/a

MERCER ADVISORS PRIVATE ASSET MANAGEMENT GP I LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN FRANCISO

United States

MENLO PARK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$2.9B

n/a

2022

Mar 30, 2023

$1.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$2.9B

$1.5B

89.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCER GLOBAL ADVISORS INC.

Jul 31, 2024

Jul 11, 2024

MENLO PARK, CA

Team lift out

RIA to RIA

50.0%

MERCER GLOBAL ADVISORS INC.

Jul 31, 2024

Jul 11, 2024

DENVER, CO

Team lift out

RIA to RIA

50.0%