DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NEU WEALTH GROUP
NEW ALBANY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEU WEALTH GROUP | Independent wealth | Oct 7, 2021 | n/a | yes | NEW ALBANY, OH | Current employment |
| FIRST MANHATTAN CO | Former SEC adviser | Apr 9, 2021 | Jul 13, 2021 | no | NEW YORK, NY | Previous registration |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Apr 3, 2018 | Apr 8, 2021 | no | New York, NY | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Nov 3, 2016 | Mar 31, 2020 | no | BRIDGEPORT, CT|BRIDGEPORT, CT|New York, NY | Previous registration |
| GERSTEIN FISHER | Former SEC adviser | Mar 31, 2014 | Nov 29, 2016 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST MANHATTAN CO | NEU WEALTH GROUP | Jul 13, 2021 | Oct 7, 2021 | 86 | Firm change | RIA to RIA |
| PEOPLE'S UNITED ADVISORS, INC. | FIRST MANHATTAN CO | Apr 8, 2021 | Apr 9, 2021 | 1 | Firm change | RIA to RIA |
| PEOPLE'S SECURITIES, INC. | PEOPLE'S UNITED ADVISORS, INC. | Mar 31, 2020 | Apr 3, 2018 | -728 | Bulk transfer | Other |
| GERSTEIN FISHER | PEOPLE'S SECURITIES, INC. | Nov 29, 2016 | Nov 3, 2016 | -26 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 118551:13704:NY:2016-11-23 | Nov 29, 2016 | Nov 3, 2016 | NEW YORK, NY | Firm change |