DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

FIRST MANHATTAN CO

FIRST MANHATTAN CO. LLC, CRD 1845

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc544b6a-7eea-e997-10df-87591cd74d58

Data as of Jan 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 10
On other graphs: 1
Observed: Mar 27, 2012 to Jan 31, 2023
63 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

First Manhattan Co

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $30BItem 5.F on the latest filing (2023-01-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30B
Private client RAUM: $26BderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 114
Advisory employees: 45
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5,308
Individual clients: 1,815
High net worth clients: 3,273
Private funds: 14Schedule D 7.B(1)
Private fund GAV: $1.5Bgross asset value as reported per fund; never fund size
Custody, client assets: $27B
SEC number: 801-12411
CRD: 1845
Filings on the tape: 63
First filed: Mar 27, 2012
Latest filed: Jan 31, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FIRST DE NOVO, L.P.	Other Private Fund	$7.0M	Feb 26, 2020	38	Mar 27, 2012	dropped	021-97433
NAUTICAN CAPITAL, LP	Other Private Fund	$3.6M	Feb 26, 2020	11	Jun 28, 2018	dropped	n/a
FM FRANKFORD ASSOCIATES, L.P.	Other Private Fund	$142,000	Feb 26, 2020	28	Mar 27, 2012	dropped	n/a
FM ODYSSEY INVESTMENT ASSOCIATES, L.P.	Other Private Fund	$13,000	Mar 9, 2016	12	Mar 27, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASPEN, ANDREW JOSEPH	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	01/2022	May 29, 2020	Jan 31, 2023
ASPEN, ANDREW JOSEPH	CHIEF LEGAL OFFICER	Na	yes	05/2020	May 29, 2020	Jan 31, 2023
BERMAN, LEONARD CHARLES	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	07/2017	Jul 19, 2017	Jan 31, 2023
COLIN, SAMUEL FLUG	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	07/2002	Mar 27, 2012	Jan 31, 2023
COLIN, SAMUEL FLUG	LIMITED PARTNER	A	yes	01/2020	Mar 27, 2012	Jan 31, 2023
FIRST MANHATTAN LLC	GENERAL PARTNER	B	yes	07/2002	Mar 27, 2012	Jan 31, 2023
FREEDBERG, ANDREW MICHAEL	LIMITED PARTNER	A	yes	01/2020	Mar 27, 2012	Jan 31, 2023
FREEDBERG, ANDREW MICHAEL	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	01/2010	Mar 27, 2012	Jan 31, 2023
GOTTESMAN, ROBERT WILLIAM	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	C	yes	07/2002	Mar 27, 2012	Jan 31, 2023
GOTTESMAN, ROBERT WILLIAM	EXECUTIVE CHAIRMAN	C	yes	01/2006	Mar 27, 2012	Jan 31, 2023
GREEN, TODD WILLIAM	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	07/2002	Mar 27, 2012	Jan 31, 2023
GREEN, TODD WILLIAM	LIMITED PARTNER	A	yes	01/2016	Mar 27, 2012	Jan 31, 2023
GROVEMAN, BERNARD CHARLES	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	07/2002	Mar 27, 2012	Jan 31, 2023
GROVEMAN, BERNARD CHARLES	LIMITED PARTNER	B	yes	01/2003	Mar 27, 2012	Jan 31, 2023
MUCCIA, TIMOTHY CARROL	LIMITED PARTNER	A	yes	01/2021	Mar 27, 2012	Jan 31, 2023
MUCCIA, TIMOTHY CARROL	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	01/2008	Mar 27, 2012	Jan 31, 2023
PINTO, ALVARO SPINOLA	CHIEF FINANCIAL OFFICER	Na	yes	05/2017	May 1, 2017	Jan 31, 2023
PINTO, ALVARO SPINOLA	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"	F	yes	01/2020	May 1, 2017	Jan 31, 2023
PURI, HIMAYANI	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER"="MEMBER")	F	yes	01/2020	Sep 15, 2022	Jan 31, 2023
SCHWARTZ, ADAM HARRIS	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	01/2014	May 20, 2014	Jan 31, 2023
VARON, JACK HARRY	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	07/2002	Mar 27, 2012	Jan 31, 2023
VARON, JACK HARRY	LIMITED PARTNER	A	yes	01/2020	Mar 27, 2012	Jan 31, 2023
VODOFSKY, JAY LAWRENCE	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	07/2002	Mar 27, 2012	Jan 31, 2023
WYDRA, ZACHARY A	MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")	F	yes	09/2016	Sep 12, 2016	Jan 31, 2023
WYDRA, ZACHARY A	CHIEF EXECUTIVE OFFICER	A	yes	09/2016	Sep 12, 2016	Jan 31, 2023
KENNEDY, THOMAS GORDON	CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF THE INVESTMENT ADVISERS ACT RULE 206(4)-7(C) AND FINRA RULE 3130)	Na	no	11/2020	Jan 25, 2021	Jan 31, 2023
SAMMARCO, JOSEPH ANTHONY	CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION	Na	no	03/2022	Mar 3, 2022	Jan 31, 2023
TAMBARO, ARTHUR MICHAEL JR.	CO-DIRECTOR OF OPERATIONS	Na	no	03/2022	Mar 3, 2022	Jan 31, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST MANHATTAN CO., INCORPORATED	n/a	n/a	n/a	Y	yes	n/a
FIRST MANHATTAN SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
FM REAL ESTATE MANAGEMENT CORPORATION	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	5	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$30B	$30B	114	45	1	14	$1.5B
2020	Mar 31, 2021	$25B	$25B	116	43	0	14	$1.4B
2019	Mar 26, 2020	$22B	$22B	119	45	0	10	$996M
2018	Mar 29, 2019	$20B	$20B	125	42	0	12	$833M
2017	Apr 2, 2018	$21B	$21B	128	41	0	11	$802M
2016	Mar 31, 2017	$20B	$20B	133	43	n/a	11	$662M
2015	Mar 30, 2016	$20B	$20B	131	46	n/a	11	$756M
2014	Mar 30, 2015	$22B	$21B	129	44	n/a	12	$795M
2013	Mar 20, 2014	$21B	$20B	127	40	n/a	12	$763M
2012	Mar 7, 2013	$17B	$17B	130	40	n/a	11	$570M
2011	Mar 27, 2012	$15B	$15B	n/a	n/a	n/a	11	$500M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$30B	$25B	20.7%	$20B	13.8%	114	116	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIRST MANHATTAN CO. LLC	2	Mar 10, 2023	Feb 16, 2023	NEW YORK, NY	Channel change	Ibd to ibd	100.0%

Relationships

Affiliated with (1)

← FIRST MANHATTAN CO. LLCRegistered adviserbroker-dealer, common control
factForm ADV

Controls (15)

← GREEN, TODD WILLIAMOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← GROVEMAN, BERNARD CHARLESOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← VARON, JACK HARRYOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← VODOFSKY, JAY LAWRENCEOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← BERMAN, LEONARD CHARLESOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Jul 19, 2017 to presentfactForm ADV
← MUCCIA, TIMOTHY CARROLOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← COLIN, SAMUEL FLUGOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← WYDRA, ZACHARY AOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Sep 12, 2016 to presentfactForm ADV
← SCHWARTZ, ADAM HARRISOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
May 20, 2014 to presentfactForm ADV
← FREEDBERG, ANDREW MICHAELOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← PURI, HIMAYANIOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER"="MEMBER"), ownership code F, individual
Sep 15, 2022 to presentfactForm ADV
← ASPEN, ANDREW JOSEPHOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code F, individual
May 29, 2020 to presentfactForm ADV
← PINTO, ALVARO SPINOLAOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER", ownership code F, individual
May 1, 2017 to presentfactForm ADV
← GOTTESMAN, ROBERT WILLIAMOwnerMANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"), ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← FIRST MANHATTAN LLCOwnerGENERAL PARTNER, ownership code B, domestic entity
Mar 27, 2012 to presentfactForm ADV

Owns (3)

← TAMBARO, ARTHUR MICHAEL JR.OwnerCO-DIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 3, 2022 to presentfactForm ADV
← KENNEDY, THOMAS GORDONOwnerCHIEF COMPLIANCE OFFICER (FOR PURPOSES OF THE INVESTMENT ADVISERS ACT RULE 206(4)-7(C) AND FINRA RULE 3130), ownership code NA, individual
Jan 25, 2021 to presentfactForm ADV
← SAMMARCO, JOSEPH ANTHONYOwnerCO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION, ownership code NA, individual
Mar 3, 2022 to presentfactForm ADV

Registered with (3)

← Steven TrusteyAdvisorregistration: previous registration
Sep 2, 2022 to Mar 10, 2023factForm ADV
← EMMA KEIDY MCGRAWAdvisorregistration: previous registration
Sep 29, 2022 to Mar 10, 2023factForm ADV
← JUSTIN MICHAEL NEUWIRTAdvisorregistration: previous registration
Apr 9, 2021 to Jul 13, 2021factForm ADV

Moved with (1)

→ FIRST MANHATTAN CO. LLCRegistered adviser2 advisors, team lift out, same day
Mar 10, 2023 to Feb 16, 2023factForm ADV

Advises (4)

→ FIRST DE NOVO, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 27, 2012 to Feb 26, 2020factForm ADV
→ NAUTICAN CAPITAL, LPPrivate fundOther Private Fund, IA, no longer reported
Jun 28, 2018 to Feb 26, 2020factForm ADV
→ FM FRANKFORD ASSOCIATES, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 27, 2012 to Feb 26, 2020factForm ADV
→ FM ODYSSEY INVESTMENT ASSOCIATES, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 27, 2012 to Mar 9, 2016factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 23, 2023
Succession filed (Item 4)
First Manhattan Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Nov 28, 2022
Control person left
David Sanford Gottesman (Managing Member (For 5F Below "General Partner" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2022-09-15, absent 2022-11-28)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2022
Control person joined
Himayani Puri (Managing Member (For 5F Below "General Partner"="Member")) appeared on Schedule A of First Manhattan Co
Form ADVobserved 4 days ago
Occurred
Mar 3, 2022
Control person left
Allen Saul Zwickler (Managing Member (For 5F Below "General Parnter" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2022-02-02, absent 2022-03-03)
Form ADVobserved 4 days ago
Occurred
Jul 15, 2021
Control person left
Neal Kravit Stearns (Managing Member (For 5F Below "General Partner" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2021-07-01, absent 2021-07-15)
Form ADVobserved 4 days ago
Occurred
Jan 25, 2021
Control person left
Keith Benjamin Josephson (Managing Member (For 5F Below "General Partner" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2020-11-02, absent 2021-01-25)
Form ADVobserved 4 days ago
Occurred
Jan 25, 2021
Control person left
Arthur Joel Stainman (Managing Member (For 5F Below "General Partner" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2020-11-02, absent 2021-01-25)
Form ADVobserved 4 days ago
Occurred
Jan 31, 2019
Control person left
Allan Howard Glick (Managing Member (For 5F Below "General Partner" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2019-01-16, absent 2019-01-31)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Control person left
Daniel Rosenbloom (Managing Member (For 5F Below "General Partner" = "Member")) no longer on Schedule A of First Manhattan Co (listed 2018-06-28, absent 2019-01-16)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Jan 23, 2023
First Manhattan Co reported 45 state-registered advisory representatives, up from 0 (2022-11-28 to 2023-01-23)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc544b6a-7eea-e997-10df-87591cd74d58
First observed: Mar 27, 2012
Last observed: Jan 31, 2023 44 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST MANHATTAN CO

FIRST MANHATTAN CO. LLC, CRD 1845

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc544b6a-7eea-e997-10df-87591cd74d58

Data as of Jan 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FIRST DE NOVO, L.P.

Other Private Fund

$7.0M

Feb 26, 2020

Mar 27, 2012

dropped

021-97433

NAUTICAN CAPITAL, LP

Other Private Fund

$3.6M

Feb 26, 2020

Jun 28, 2018

dropped

n/a

FM FRANKFORD ASSOCIATES, L.P.

Other Private Fund

$142,000

Feb 26, 2020

Mar 27, 2012

dropped

n/a

FM ODYSSEY INVESTMENT ASSOCIATES, L.P.

Other Private Fund

$13,000

Mar 9, 2016

Mar 27, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASPEN, ANDREW JOSEPH

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

01/2022

May 29, 2020

Jan 31, 2023

ASPEN, ANDREW JOSEPH

CHIEF LEGAL OFFICER

yes

05/2020

May 29, 2020

Jan 31, 2023

BERMAN, LEONARD CHARLES

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2017

Jul 19, 2017

Jan 31, 2023

COLIN, SAMUEL FLUG

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2002

Mar 27, 2012

Jan 31, 2023

COLIN, SAMUEL FLUG

LIMITED PARTNER

yes

01/2020

Mar 27, 2012

Jan 31, 2023

FIRST MANHATTAN LLC

GENERAL PARTNER

yes

07/2002

Mar 27, 2012

Jan 31, 2023

FREEDBERG, ANDREW MICHAEL

LIMITED PARTNER

yes

01/2020

Mar 27, 2012

Jan 31, 2023

FREEDBERG, ANDREW MICHAEL

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

01/2010

Mar 27, 2012

Jan 31, 2023

GOTTESMAN, ROBERT WILLIAM

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2002

Mar 27, 2012

Jan 31, 2023

GOTTESMAN, ROBERT WILLIAM

EXECUTIVE CHAIRMAN

yes

01/2006

Mar 27, 2012

Jan 31, 2023

GREEN, TODD WILLIAM

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2002

Mar 27, 2012

Jan 31, 2023

GREEN, TODD WILLIAM

LIMITED PARTNER

yes

01/2016

Mar 27, 2012

Jan 31, 2023

GROVEMAN, BERNARD CHARLES

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2002

Mar 27, 2012

Jan 31, 2023

GROVEMAN, BERNARD CHARLES

LIMITED PARTNER

yes

01/2003

Mar 27, 2012

Jan 31, 2023

MUCCIA, TIMOTHY CARROL

LIMITED PARTNER

yes

01/2021

Mar 27, 2012

Jan 31, 2023

MUCCIA, TIMOTHY CARROL

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

01/2008

Mar 27, 2012

Jan 31, 2023

PINTO, ALVARO SPINOLA

CHIEF FINANCIAL OFFICER

yes

05/2017

May 1, 2017

Jan 31, 2023

PINTO, ALVARO SPINOLA

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER"

yes

01/2020

May 1, 2017

Jan 31, 2023

PURI, HIMAYANI

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER"="MEMBER")

yes

01/2020

Sep 15, 2022

Jan 31, 2023

SCHWARTZ, ADAM HARRIS

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

01/2014

May 20, 2014

Jan 31, 2023

VARON, JACK HARRY

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2002

Mar 27, 2012

Jan 31, 2023

VARON, JACK HARRY

LIMITED PARTNER

yes

01/2020

Mar 27, 2012

Jan 31, 2023

VODOFSKY, JAY LAWRENCE

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

07/2002

Mar 27, 2012

Jan 31, 2023

WYDRA, ZACHARY A

MANAGING MEMBER (FOR 5F BELOW "GENERAL PARTNER" = "MEMBER")

yes

09/2016

Sep 12, 2016

Jan 31, 2023

WYDRA, ZACHARY A

CHIEF EXECUTIVE OFFICER

yes

09/2016

Sep 12, 2016

Jan 31, 2023

KENNEDY, THOMAS GORDON

CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF THE INVESTMENT ADVISERS ACT RULE 206(4)-7(C) AND FINRA RULE 3130)

11/2020

Jan 25, 2021

Jan 31, 2023

SAMMARCO, JOSEPH ANTHONY

CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION

03/2022

Mar 3, 2022

Jan 31, 2023

TAMBARO, ARTHUR MICHAEL JR.

CO-DIRECTOR OF OPERATIONS

03/2022

Mar 3, 2022

Jan 31, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST MANHATTAN CO., INCORPORATED

n/a

yes

n/a

FIRST MANHATTAN SECURITIES LLC

n/a

yes

n/a

FM REAL ESTATE MANAGEMENT CORPORATION

n/a

City

State

Country

Employees

Also broker-dealer

Greenwich

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$30B

114

$1.5B

2020

Mar 31, 2021

$25B

116

$1.4B

2019

Mar 26, 2020

$22B

119

$996M

2018

Mar 29, 2019

$20B

125

$833M

2017

Apr 2, 2018

$21B

128

$802M

2016

Mar 31, 2017

$20B

133

n/a

$662M

2015

Mar 30, 2016

$20B

131

n/a

$756M

2014

Mar 30, 2015

$22B

$21B

129

n/a

$795M

2013

Mar 20, 2014

$21B

$20B

127

n/a

$763M

2012

Mar 7, 2013

$17B

130

n/a

$570M

2011

Mar 27, 2012

$15B

n/a

$500M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$30B

$25B

20.7%

$20B

13.8%

114

116

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIRST MANHATTAN CO. LLC

Mar 10, 2023

Feb 16, 2023

NEW YORK, NY

Channel change

Ibd to ibd

100.0%