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Advisor at BALLAST ROCK PRIVATE WEALTH
Mt Pleasant, SC | CHARLESTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BALLAST ROCK PRIVATE WEALTH | Independent wealth | May 21, 2026 | n/a | yes | Mt Pleasant, SC|CHARLESTON, SC | Current employment |
| 49 FINANCIAL | Independent wealth | Jul 31, 2024 | Apr 23, 2026 | no | Charlotte, NC|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 49 FINANCIAL | BALLAST ROCK PRIVATE WEALTH | Apr 23, 2026 | May 21, 2026 | 28 | Firm change | RIA to RIA |