This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$155MItem 5.F on the latest filing (2026-01-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$155M

Private client RAUM

$153MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$77.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,293

Individual clients

691

High net worth clients

55

SEC number

801-126700

CRD

323344

Filings on the tape

14

First filed

Sep 7, 2022

Latest filed

Jan 29, 2026

Organised

Limited Liability Company, MO

Website

heritage-kc.com

• Occurred

  Oct 19, 2022
  Team lift-out

  2 advisors left Cetera Advisors LLC (Overland Park, KS) for Heritage Asset Management, LLC a day apart

  Form ADVobserved 4 days ago
  2 advisors
• Occurred

  Sep 7, 2022
  First Form ADV filing

  Heritage Asset Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:49f58202-9f12-afb8-2ffc-3e16dcbc2577

First observed

Sep 7, 2022

Last observed

Jan 29, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.