DFX Intelligence

D••••• A••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D••••• A••••• J••••••

Advisor at H••••••• A•••• M••••••••• L••

BELTON, MO

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Search this name across graphsid dfx:ria:a6a3b642-782a-0eb5-1d0e-2dc3b8503e3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• A•••• M••••••••• L••	Independent wealth	Oct 18, 2022	n/a	yes	BELTON, MO	Current employment
C••••• A••••••• L••	Former SEC adviser	Nov 1, 2012	Oct 19, 2022	no	BELTON, MO\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	H••••••• A•••• M••••••••• L••	Oct 19, 2022	Oct 18, 2022	-1	Firm change	Ibd to new firm
W•••••• • R•••	C••••• A••••••• L••	Nov 8, 2012	Nov 1, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:323344:KS:2022-10-19	Oct 19, 2022	Oct 18, 2022	OVERLAND PARK, KS	Firm change

Relationships

Registered with (3)

→ H••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 18, 2022 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Nov 1, 2012 to Oct 19, 2022factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Feb 18, 2009 to Nov 8, 2012factForm ADV

Dated events

Occurred
Oct 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6a3b642-782a-0eb5-1d0e-2dc3b8503e3e
First observed: Feb 18, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.