DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

HILLARY ARNESEN ALLEN

Advisor at D.A. DAVIDSON & CO.

HELENA, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:49f7c80a-f97e-401d-7d3d-4542a05ab212

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 5, 2015
First registration: Aug 24, 2016
Dual registered: yes, broker-dealer
Other names: HILLARY SMITH
IAPD individual key: 6543558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Aug 4, 2025	n/a	yes	HELENA, MT	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Dec 16, 2022	Aug 8, 2025	no	BELLEVUE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 24, 2017	Sep 29, 2022	no	BELLEVUE, WA\|KIRKLAND, WA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Apr 12, 2017	no	BELLEVUE, WA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 24, 2016	Mar 25, 2017	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	D.A. DAVIDSON & CO.	Aug 8, 2025	Aug 4, 2025	-4	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OPPENHEIMER & CO. INC.	Sep 29, 2022	Dec 16, 2022	78	Firm change	Wirehouse to ibd
MML INVESTORS SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 12, 2017	May 24, 2017	42	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Dec 16, 2022 to Aug 8, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 24, 2017 to Sep 29, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Apr 12, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 24, 2016 to Mar 25, 2017factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
Hillary Arnesen Allen left Oppenheimer & Co. Inc. for D.A. Davidson & Co. (registered 2025-08-04)
Form ADVobserved 5 days ago
Occurred
Sep 29, 2022
Advisor changed firm
Hillary Arnesen Allen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Oppenheimer & Co. Inc. (registered 2022-12-16)
Form ADVobserved 5 days ago