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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

DAVID MORRISON

Advisor at LPL FINANCIAL LLC

PAOLI, PA

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Search this name across graphsid dfx:ria:4a006f21-b160-2863-b40f-d4438f570965

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 14, 2018
First registration: Aug 24, 2020
Dual registered: yes, broker-dealer
Other names: David Morrison|David James Morrison
IAPD individual key: 6997336

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2026	n/a	yes	PAOLI, PA	Current employment
DUKE AND DUKE WEALTH MANAGEMENT LLC	State registered	Jul 28, 2025	Jul 1, 2026	no	DOYLESTOWN, PA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 24, 2025	no	VILLANOVA, PA\|ROYERSFORD, PA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 17, 2024	Mar 31, 2025	no	VILLANOVA, PA	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Aug 24, 2020	Mar 22, 2024	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DUKE AND DUKE WEALTH MANAGEMENT LLC	LPL FINANCIAL LLC	Jul 1, 2026	Jul 21, 2026	20	Firm change	Other
STRATEGIC ADVISERS LLC	DUKE AND DUKE WEALTH MANAGEMENT LLC	Jun 24, 2025	Jul 28, 2025	34	Firm change	Ibd to state RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
VANGUARD ADVISERS, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 22, 2024	Apr 17, 2024	26	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106715:288590:PA:2024-03-22	Mar 22, 2024	Apr 17, 2024	MALVERN, PA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ DUKE AND DUKE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 28, 2025 to Jul 1, 2026factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 24, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 17, 2024 to Mar 31, 2025factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Aug 24, 2020 to Mar 22, 2024factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
David Morrison left Duke And Duke Wealth Management Llc for Lpl Financial Llc (registered 2026-07-21)
Form ADVobserved 6 days ago
Occurred
Jun 24, 2025
Advisor changed firm
David Morrison left Strategic Advisers Llc for Duke And Duke Wealth Management Llc (registered 2025-07-28)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2024
Advisor changed firm
David Morrison left Vanguard Advisers, Inc. for Fidelity Personal And Workplace Advisors (registered 2024-04-17)
Form ADVobserved 6 days ago