RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2026 · Paoli, Pa
- D••• A•• D••• W••••• M••••••••• L•• state registeredJul 28, 2025 to Jul 1, 2026 · Doylestown, Pa
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jun 24, 2025 · Villanova, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 17, 2024 to Mar 31, 2025 · Villanova, Pa
- V••••••• A•••••••• I••• BD affiliatedAug 24, 2020 to Mar 22, 2024 · Malvern, Pa
- D••• A•• D••• W••••• M••••••••• L•• to L•• F•••••••• L••left Jul 1, 2026, registered Jul 21, 2026 (20 days) · Other
- S•••••••• A••••••• L•• to D••• A•• D••• W••••• M••••••••• L••left Jun 24, 2025, registered Jul 28, 2025 (34 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- V••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 22, 2024, registered Apr 17, 2024 (26 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•••• M••••••• left D••• A•• D••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2026-07-21)Jul 1, 2026 · Advisor changed firm · fact
- D•••• M••••••• left S•••••••• A••••••• L•• for D••• A•• D••• W••••• M••••••••• L•• (registered 2025-07-28)Jun 24, 2025 · Advisor changed firm · fact
- D•••• M••••••• left V••••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-04-17)Mar 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address