This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TAR RIVER WEALTH PLANNING, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 11, 1984earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Apr 11, 1984

First registration

Dec 31, 2001

Dual registered

no

Other names

PARKER LUMPKIN

IAPD individual key

1245480

• Occurred

  Dec 31, 2023
  Advisor changed firm

  James Parker Lumpkin left Raymond James Financial Services Advisors, Inc for Tar River Wealth Planning, Llc (registered 2024-01-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4a03f718-a609-d3e9-eaba-0587d6183202

First observed

Dec 31, 2001

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.