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RIA Intelligence
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Registered advisor
J•••• P••••• L••••••
Feed of 09/14/2026
Also filed as P••••• L••••••
At current firm
2 y
since Jan 11, 2024
In the industry
42 y
since Apr 11, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T•• R•••• W••••• P•••••••• L•• independent RIA currentsince Jan 11, 2024 · Louisburg, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 31, 2023 · Louisburg, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 31, 2001 to Jan 2, 2009 · Louisburg, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•• R•••• W••••• P•••••••• L••left Dec 31, 2023, registered Jan 11, 2024 (11 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- J•••• P••••• L•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• R•••• W••••• P•••••••• L•• (registered 2024-01-11)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address