DFX Intelligence

R•••••• D•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R•••••• D•••• L•••••

Advisor at S••••••• I••••••••• A•••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:4a0b1ff8-2c9b-091e-d28a-dc891b60c372

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••	Mixed wealth	May 22, 2020	n/a	yes	CHICAGO, IL	Current employment
K•••••••• W••••• M••••••••• L••	Independent wealth	Mar 31, 2015	Jun 16, 2020	no	GRANTS PASS, OR\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• W••••• M••••••••• L••	S••••••• I••••••••• A•••••••	Jun 16, 2020	May 22, 2020	-25	Firm change	RIA to RIA
E••••• J••••	K•••••••• W••••• M••••••••• L••	Mar 27, 2015	Mar 31, 2015

Relationships

Registered with (3)

→ S••••••• I••••••••• A•••••••Registered adviserregistration: current employment
May 22, 2020 to presentfactForm ADV
→ K•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2015 to Jun 16, 2020factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 11, 2010 to Mar 27, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a0b1ff8-2c9b-091e-d28a-dc891b60c372
First observed: Oct 11, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.