RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Richard David Little
- Business email
- richard@serenitywm.comreportedserenitywm.comfirm site, Sep 15, 2026
- Professional profile
- linkedin.com/in/richard-little-17177353reportedserenitywm.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Serenity Investment Advisors mixed wealth currentsince May 22, 2020 · Chicago, Il
- Kingsview Wealth Management, LLC independent RIAMar 31, 2015 to Jun 16, 2020 · Grants Pass, Or
- Edward Jones national BDOct 11, 2010 to Mar 27, 2015 · Maryland Heights, Mo
- Kingsview Wealth Management, LLC to Serenity Investment Advisorsleft Jun 16, 2020, registered May 22, 2020 (-25 days) · RIA to RIA
- Edward Jones to Kingsview Wealth Management, LLCleft Mar 27, 2015, registered Mar 31, 2015 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address