T••••• M• S••••

Advisor at G•• S••••••••• I•••

NORWALK, CT | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:4a0ffa3e-27a3-c060-ff17-991d04aec2bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•• S••••••••• I•••	Bd affiliated wealth	Jun 17, 2015	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|NORWALK, CT	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	May 8, 2014	Jun 17, 2015	no	NORWALK, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	G•• S••••••••• I•••	Jun 17, 2015	Jun 17, 2015	0	Firm change	Other
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	May 8, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:128929:CT:2015-06-17	Jun 17, 2015	Jun 17, 2015	NORWALK, CT	Firm change

Relationships

Registered with (3)

→ G•• S••••••••• I•••Registered adviserregistration: current employment
Jun 17, 2015 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 8, 2014 to Jun 17, 2015factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2009 to May 6, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a0ffa3e-27a3-c060-ff17-991d04aec2bc
First observed: Jan 29, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.