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Registered advisor
T••••• M• S••••
Feed of 09/14/2026
Also filed as T••••• Murray S••••
At current firm
11 y
since Jun 17, 2015
In the industry
26 y
since May 1, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Jun 17, 2015 · Palm Beach Gardens, Fl
- B• R•••• W••••• A•••••••• I••• BD affiliatedMay 8, 2014 to Jun 17, 2015 · Norwalk, Ct
- A•••• • F•••••••• P•••••••• L•• formerJan 29, 2009 to May 6, 2014 · Norwalk, Ct
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• A•••••••• I••• to G•• S••••••••• I•••left Jun 17, 2015, registered Jun 17, 2015 (0 days) · Other · moved with a team
- A•••• • F•••••••• P•••••••• L•• to B• R•••• W••••• A•••••••• I•••left May 6, 2014, registered May 8, 2014 (2 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address