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Advisor at CHARLES SCHWAB & CO., INC.
San Mateo, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 2, 2016 | n/a | yes | San Mateo, CA | Current employment |
| TD AMERITRADE, INC. | Former SEC adviser | Mar 7, 2022 | Oct 14, 2022 | no | OMAHA, NE|San Mateo, CA | Previous registration |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | Former SEC adviser | Dec 13, 2010 | Dec 31, 2012 | no | KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | n/a | Oct 14, 2022 | n/a | n/a | Departure no registered destination | Departure |
| AMERICAN CENTURY ADVISORY SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Dec 31, 2012 | Sep 2, 2016 | 1,341 | Firm change after gap | Other |