S•••• R•••••••

Advisor at O•••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a121556-2620-00b0-f7ff-6a0be0dc2d64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 1, 2024	n/a	yes	ATLANTA, GA\|Millburn, NJ\|Henderson, NV	Current employment
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Oct 29, 2021	Jul 16, 2024	no	Hendersen, NV\|Dillburn, NJ\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• W••••• A•••••••• L••	O•••• A••••••• S•••••••• L••	Jul 16, 2024	Jul 1, 2024	-15	Firm change	Ibd to ibd
B•••••••• A••••••• S•••••••• L••	K•••••••• W••••• A•••••••• L••	Jul 13, 2022	Oct 29, 2021

Relationships

Registered with (4)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2021 to Jul 16, 2024factForm ADV
→ B•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2021 to Jul 13, 2022factForm ADV
→ L••••••• A•••• M••••••••• L••

Dated events

Occurred
Jul 16, 2024
Advisor changed firm
S•••• R••••••• left K•••••••• W••••• A•••••••• L•• for O•••• A••••••• S•••••••• L•• (registered 2024-07-01)
Form ADVobserved 7 days ago
Occurred
Jul 13, 2022
Advisor changed firm
S•••• R••••••• left B•••••••• A••••••• S•••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2021-10-29)
Form ADVobserved 7 days ago
Occurred
Jan 20, 2022
Advisor changed firm
S•••• R••••••• left L••••••• A•••• M••••••••• L•• for B•••••••• A••••••• S•••••••• L•• (registered 2021-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a121556-2620-00b0-f7ff-6a0be0dc2d64
First observed: May 28, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.