DFX Intelligence

B•••••• K••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

B•••••• K••• E••••••••

Advisor at C•• P•••••••• L••

FRANKLIN, TN

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Search this name across graphsid dfx:ria:4a1b8195-c7d8-5748-8b23-a2a3910fcc62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• P•••••••• L••	Independent wealth	May 20, 2013	n/a	yes	FRANKLIN, TN	Current employment
C•••••• A••••••• P••••••• L••	Former SEC adviser	Aug 17, 2007	Mar 25, 2013	no	BRENTWOOD, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• P••••••• L••	C•• P•••••••• L••	Mar 25, 2013	May 20, 2013	56	Firm change	Other
C•••••• E•••••••• M•••• P••••••••• L••	C•••••• A••••••• P••••••• L••	Jul 10, 2008	Aug 17, 2007

Relationships

Registered with (3)

→ C•• P•••••••• L••Registered adviserregistration: current employment
May 20, 2013 to presentfactForm ADV
→ C•••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Aug 17, 2007 to Mar 25, 2013factForm ADV
→ C•••••• E•••••••• M•••• P••••••••• L••Registered adviserregistration: previous registration
Mar 29, 2007 to Jul 10, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a1b8195-c7d8-5748-8b23-a2a3910fcc62
First observed: Mar 29, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.