DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

COMPASS ADVISORY PARTNERS LLC

CRD 119377

COOKEVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57b040b5-9711-29b6-bcdb-9296885e0505

Data as of Sep 24, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 11
On other graphs: 0
Observed: Jan 23, 2012 to Sep 24, 2024
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 2
Employees: 15
Advisory employees: 10
Offices: 4Schedule D 1.F, beyond the principal office
SEC number: 801-89171
CRD: 119377
Filings on the tape: 48
First filed: Jan 23, 2012
Latest filed: Sep 24, 2024
Organised: Limited Liability Company, Tennessee

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TRAVIS WAYNE GIFFEY	n/a	CLEARWATER, FL \| COOKEVILLE, TN \| COOKVILLE, TN	19	20	2	yes
DAVID KIRK STITES	Certified Financial Planner	COOKEVILLE, TN \| CLEARWATER, FL	11	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIFFEY, TRAVIS, WAYNE	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	09/2012	Sep 20, 2012	Sep 24, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Clarksville	Tn	United States	2	no
Cookeville	Tn	United States	2	no
Cookeville	Tn	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 25, 2024	$263M	$263M	15	10	4	n/a	n/a
2022	Mar 30, 2023	$306M	$306M	15	10	4	n/a	n/a
2021	Mar 25, 2022	$304M	$304M	17	11	5	n/a	n/a
2020	Mar 19, 2021	$216M	$216M	17	11	5	n/a	n/a
2019	Feb 27, 2020	$187M	$187M	14	10	5	n/a	n/a
2018	Feb 12, 2019	$138M	$138M	15	9	6	n/a	n/a
2017	Mar 6, 2018	$134M	$134M	15	9	6	n/a	n/a
2016	Feb 24, 2017	$127M	$127M	21	10	n/a	n/a	n/a
2015	Mar 1, 2016	$110M	$110M	24	11	n/a	n/a	n/a
2011	Mar 29, 2012	$73.8M	$73.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	$306M	n/a	$216M	n/a	15	15	4	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CSENGE ADVISORY GROUP, LLC	6	Mar 27, 2025	Jan 2, 2026	COOKEVILLE, TN	Firm absorbed	Other	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FSC SECURITIES CORPORATION	2	Jun 7, 2022	Apr 15, 2019	COOKEVILLE, TN	Team lift out	Ibd to RIA	0.4%
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC	3	May 11, 2015	May 11, 2020	BRENTWOOD, TN	Team lift out	Other	42.9%

Relationships

Controls (1)

← GIFFEY, TRAVIS, WAYNEOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 20, 2012 to presentfactForm ADV

Registered with (15)

← DAVID KIRK STITESAdvisorregistration: current employment
Mar 10, 2015 to presentfactForm ADV
← TRAVIS WAYNE GIFFEYAdvisorregistration: current employment
Aug 20, 2007 to presentfactForm ADV
← CHRIS HALL WAKEFIELDAdvisorregistration: previous registration
Sep 27, 2013 to May 6, 2025factForm ADV
← JEREMY TATE CORLEYAdvisorregistration: previous registration
Mar 3, 2010 to Mar 27, 2025factForm ADV
← JAMES LYLE CANNONAdvisorregistration: previous registration
Sep 11, 2015 to Mar 27, 2025factForm ADV
← PAMELA DIANA FITZPATRICKAdvisorregistration: previous registration
Apr 15, 2019 to Mar 27, 2025factForm ADV
← JOHN BARTON KENTAdvisorregistration: previous registration
Mar 3, 2010 to Mar 27, 2025factForm ADV
← Stephanie Michelle FlattAdvisorregistration: previous registration
Jun 22, 2016 to Mar 27, 2025factForm ADV
← WILLIAM ELLIS WEBBAdvisorregistration: previous registration
Jul 22, 2015 to Mar 27, 2025factForm ADV
← DAVID JOE MOOREAdvisorregistration: previous registration
May 11, 2020 to Mar 9, 2021factForm ADV
← CHARLES ALVIN SEWELLAdvisorregistration: previous registration
Oct 24, 2007 to Feb 12, 2020factForm ADV
← DAVID SCOTT HATCHERAdvisorregistration: previous registration
Aug 20, 2007 to Sep 5, 2017factForm ADV
← WILLIAM SAMUEL BORLEISAdvisorregistration: previous registration
Jul 14, 2008 to Oct 14, 2013factForm ADV
← BRENDAN KARL EASTERDAYAdvisorregistration: previous registration
Aug 17, 2007 to Mar 25, 2013factForm ADV
← MICHAEL CHRISTOPHER ORGANAdvisorregistration: previous registration
Aug 13, 2009 to Dec 21, 2009factForm ADV

Moved with (3)

→ CSENGE ADVISORY GROUP, LLCRegistered adviser6 advisors, firm absorbed, same day
Mar 27, 2025 to Jan 2, 2026factForm ADV
← COMPASS EFFICIENT MODEL PORTFOLIOS, LLCRegistered adviser3 advisors, team lift out
May 11, 2015 to May 11, 2020factForm ADV
← FSC SECURITIES CORPORATIONRegistered adviser2 advisors, team lift out
Jun 7, 2022 to Apr 15, 2019factForm ADV

Dated events

Occurred
May 6, 2025
Advisor changed firm
Chris Hall Wakefield left Compass Advisory Partners Llc for Fsc Securities Corporation (registered 2020-02-28)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Firm absorbed
Compass Advisory Partners LLC's advisors moved to Csenge Advisory Group, LLC (Cookeville, TN): 6 of 9 registered, on the same day
Form ADVobserved 5 days ago
6 advisors
Occurred
Mar 27, 2025
Advisor changed firm
Pamela Diana Fitzpatrick left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2025-01-01)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Advisor changed firm
Stephanie Michelle Flatt left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Advisor changed firm
Jeremy Tate Corley left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Advisor changed firm
John Barton Kent left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Advisor changed firm
James Lyle Cannon left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2022-06-17)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Advisor changed firm
William Ellis Webb left Compass Advisory Partners Llc for Csenge Advisory Group, Llc (registered 2026-01-02)
Form ADVobserved 5 days ago
Occurred
Jun 7, 2022
Team lift-out
2 advisors left Fsc Securities Corporation (Cookeville, TN) for Compass Advisory Partners LLC a day apart
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 2, 2015
First Form ADV filing
Compass Advisory Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2012
Succession filed (Item 4)
Compass Advisory Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57b040b5-9711-29b6-bcdb-9296885e0505
First observed: Jan 23, 2012
Last observed: Sep 24, 2024 24 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPASS ADVISORY PARTNERS LLC

CRD 119377

COOKEVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57b040b5-9711-29b6-bcdb-9296885e0505

Data as of Sep 24, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TRAVIS WAYNE GIFFEY

n/a

CLEARWATER, FL | COOKEVILLE, TN | COOKVILLE, TN

yes

DAVID KIRK STITES

Certified Financial Planner

COOKEVILLE, TN | CLEARWATER, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIFFEY, TRAVIS, WAYNE

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

09/2012

Sep 20, 2012

Sep 24, 2024

City

State

Country

Employees

Also broker-dealer

Clarksville

United States

Cookeville

United States

Cookeville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 25, 2024

$263M

n/a

2022

Mar 30, 2023

$306M

n/a

2021

Mar 25, 2022

$304M

n/a

2020

Mar 19, 2021

$216M

n/a

2019

Feb 27, 2020

$187M

n/a

2018

Feb 12, 2019

$138M

n/a

2017

Mar 6, 2018

$134M

n/a

2016

Feb 24, 2017

$127M

n/a

2015

Mar 1, 2016

$110M

n/a

2011

Mar 29, 2012

$73.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

$306M

n/a

$216M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CSENGE ADVISORY GROUP, LLC

Mar 27, 2025

Jan 2, 2026

COOKEVILLE, TN

Firm absorbed

Other

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FSC SECURITIES CORPORATION

Jun 7, 2022

Apr 15, 2019

COOKEVILLE, TN

Team lift out

Ibd to RIA

0.4%

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

May 11, 2015

May 11, 2020

BRENTWOOD, TN

Team lift out

Other

42.9%