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I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

I••

I•• M••••••••• SERVICES, LTD., CRD 162479

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Search this name across graphsid dfx:ria:4a3c5133-6007-a7e1-7ebb-a0239626c803

Data as of Mar 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Mar 2, 2021 to Mar 2, 2021
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

I••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $304M

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•• C•••••• I•• L•••	Venture Capital Fund	$89.2M	Mar 22, 2024	10	Mar 21, 2012	reported	021-128321
I•• C•••••• I•••• L•••	Venture Capital Fund	$60.2M	Mar 22, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•• T••• R•	Shareholder	D	yes	05/2011	Mar 2, 2021	Mar 2, 2021
T•••••• T•• E•• C••••	Shareholder	D	yes	05/2011	Mar 2, 2021	Mar 2, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• M••••••••• I•• L•••	n/a	n/a	n/a	Y	no	n/a
I•• M••••••••• L•••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CAUSEWAY BAY	n/a	Hong Kong	4	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 2, 2021	n/a	n/a	4	2	2	4	$304M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	n/a	n/a	4	n/a	2	n/a

Relationships

Advises (4)

→ I•• C•••••• I•••• L•••Private fundVenture Capital Fund, ERA
Mar 21, 2012 to presentfactForm ADV
→ I•• C••••••• L•••Private fundVenture Capital Fund, ERA
Mar 21, 2012 to presentfactForm ADV
→ I•• C•••••• A••••••••• L•••Private fundVenture Capital Fund, ERA
Mar 21, 2012 to presentfactForm ADV
→ I•• C•••••• I•• L•••

Dated events

Occurred
Mar 2, 2021
First Form ADV filing
Ipv filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a3c5133-6007-a7e1-7ebb-a0239626c803
First observed: Mar 2, 2021
Last observed: Mar 2, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.