DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

I••

Former SEC-registered adviserCRD 162479SEC 801-120683IAPD
Legal name I•• M••••••••• S•••••••• L•••
Latest filing Mar 2, 2021
First filing on the tape Mar 2, 2021 · 2 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
$304M gross assets
History
2 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2021
Mar 2, 20210 then
Employees (5.A)4 as of Mar 2, 2021
Mar 2, 20214 then
Private funds4 as of Mar 2, 2021
Mar 2, 20218 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 2, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I•• C•••••• I•• L•••Venture Capital Fund$89.2M10Mar 21, 2012
      I•• C•••••• I•••• L•••Venture Capital Fund$60.2M7Mar 21, 2012
      I•• C••••••• L•••Venture Capital Fund$21.3M18Mar 21, 2012
      I•• C•••••• A••••••••• L•••Venture Capital Fund$801,0523Mar 21, 2012
      Owners and control persons
      Schedule A and B, latest filing
        Entity owners
        • L•• T••• R• · Shareholder
          direct · owns 50% to 75%
        • T•••••• T•• E•• C•••• · Shareholder
          direct · owns 50% to 75%
        • M•• K••• W•• · Chief Financial Officer
          direct · owns less than 5%
        Related persons
        Schedule D 7.A
        • I•• M••••••••• I•• L•••
          pooled vehicle sponsory
        • I•• M••••••••• L•••
          pooled vehicle sponsory
        Offices
        Schedule D 1.F, the 25 largest
        • Causeway Bay, Hong Kong4 employees
        • , 1 employees
        What changed
        consecutive filings, newest first
        • Private funds · 8 to 4
          Mar 2, 2021 to Mar 2, 2021
        Signals
        1 dated events
        • Ipv filed its initial SEC registration (Form ADV)
          Mar 2, 2021 · First SEC registration · fact
        Across DFX
        shared identifiers only, never a name match
        • Ipv · Venture Capital
          shared crd · organization
        How to reach
        public business contact points only, each with its source
        Website
        IPVCAP.COMreportedpublic record, Form ADV, Sep 18, 2026
        Provenance
        Form ADV
        SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
        Advisors
        IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
        Class
        Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
        RAUM per advisor
        n/aderivedfirm RAUM over the IAPD count; not a book size
        Loaded
        Sep 14, 2026