DFX Intelligence

J•••••• M•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

J•••••• M•••••• S••••••••

Advisor at T•• A••••• G••••• L••

VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:4a40e698-ad00-3a30-48b8-86051b6fc234

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 14, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A••••• G••••• L••	Independent wealth	Jun 2, 2021	n/a	yes	VIRGINIA BEACH, VA	Current employment
A••••••• A••••••• S•••••••	Former SEC adviser	Jun 30, 2006	Jun 7, 2021	no	VIRGINIA BEACH, VA\|LINCOLN, NE\|Freeport, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••••• S•••••••	T•• A••••• G••••• L••	Jun 7, 2021	Jun 2, 2021	-5	Firm change	Ibd to new firm
C••••••• I••••••••• I•••	A••••••• A••••••• S•••••••	Jun 30, 2006	Jun 30, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
14869:314424:NY:2021-06-07	Jun 7, 2021	Jun 2, 2021	FREEPORT, NY	Firm change

Relationships

Registered with (3)

→ T•• A••••• G••••• L••Registered adviserregistration: current employment
Jun 2, 2021 to presentfactForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 30, 2006 to Jun 7, 2021factForm ADV
→ C••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2003 to Jun 30, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a40e698-ad00-3a30-48b8-86051b6fc234
First observed: Apr 11, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.