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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

ANTHONY THOMAS KLINGSEISEN

Advisor at LPL FINANCIAL LLC

JUPITER, FL

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Search this name across graphsid dfx:ria:4a4152da-5d82-0f22-cc5d-991ffa73ed0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Aug 17, 2006
First registration: Oct 26, 2011
Dual registered: yes, broker-dealer
Other names: ANTHONY T KLINGSELSEN|ANTHONY T KLINGSEISEN
IAPD individual key: 4993615

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	JUPITER, FL	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Apr 26, 2023	Jul 10, 2025	no	Jupiter, FL\|SYRACUSE, NY\|Syracuse, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 27, 2018	May 4, 2023	no	BOCA RATON, FL\|Boynton Beach, FL\|MIAMI, FL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 29, 2015	Mar 1, 2018	no	BOYNTON BEACH, FL\|MINNEAPOLIS, MN	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 26, 2011	Nov 26, 2014	no	CORAL SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
EQUITABLE ADVISORS, LLC	CADARET GRANT & CO INC	May 4, 2023	Apr 26, 2023	-8	Firm change	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	EQUITABLE ADVISORS, LLC	Mar 1, 2018	Feb 27, 2018	-2	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Nov 26, 2014	Jan 29, 2015	64	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Apr 26, 2023 to Jul 10, 2025factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 27, 2018 to May 4, 2023factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 29, 2015 to Mar 1, 2018factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 26, 2011 to Nov 26, 2014factForm ADV

Dated events

Occurred
May 4, 2023
Advisor changed firm
Anthony Thomas Klingseisen left Equitable Advisors, Llc for Cadaret Grant & Co Inc (registered 2023-04-26)
Form ADVobserved 5 days ago