DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• T••••• K•••••••••

L•• F•••••••• L••BD affiliatedJupiter, Fldual registrantIAPD 4993615

Feed of 09/14/2026

Also filed as A•••••• T Klingselsen

At current firm

1 y

since Jul 10, 2025

In the industry

20 y

since Aug 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 10, 2025 · Jupiter, Fl
C•••••• G•••• • C• I•• former
Apr 26, 2023 to Jul 10, 2025 · Jupiter, Fl
E•••••••• A•••••••• L•• national BD
Feb 27, 2018 to May 4, 2023 · Boca Raton, Fl
Q•••••• A•••• M••••••••• I••• former
Jan 29, 2015 to Mar 1, 2018 · Boynton Beach, Fl
W••••••• F•••••••• S•••••••• I••• former
Oct 26, 2011 to Nov 26, 2014 · Coral Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• G•••• • C• I•• to L•• F•••••••• L••
left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to C•••••• G•••• • C• I••
left May 4, 2023, registered Apr 26, 2023 (-8 days) · Affiliated broker-dealer or bank to another
Q•••••• A•••• M••••••••• I••• to E•••••••• A•••••••• L••
left Mar 1, 2018, registered Feb 27, 2018 (-2 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Nov 26, 2014, registered Jan 29, 2015 (64 days) · Other

Signals

A•••••• T••••• K••••••••• left E•••••••• A•••••••• L•• for C•••••• G•••• • C• I•• (registered 2023-04-26)
May 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address