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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

JAMES EDWARD HUNDMAN

Advisor at INTEGRITY ALLIANCE, LLC

Scottsdale, AZ | URBANDALE, IA

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Search this name across graphsid dfx:ria:4a45b7b8-4561-1ef1-0e65-dcfc03bf29c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 5, 1999
First registration: Mar 8, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3233547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Aug 1, 2025	n/a	yes	URBANDALE, IA\|URBANDALE, IA\|Scottsdale, AZ	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Mar 27, 2017	Nov 3, 2025	no	CAREFREE, AZ\|Scottsdale, AZ\|AUSTIN, TX	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Oct 23, 2014	May 3, 2017	no	Carefree, AZ\|CAREFREE, AZ\|ATLANTA, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 8, 2002	Nov 4, 2014	no	CAREFREE, AZ\|LISLE, IL\|LISLE, IL\|NAPERVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Aug 1, 2025	-94	Bulk transfer	Ibd to ibd
TRIAD ADVISORS, LLC	LION STREET ADVISORS, LLC	May 3, 2017	Mar 27, 2017	-37	Firm change after gap	Other
LPL FINANCIAL LLC	TRIAD ADVISORS, LLC	Nov 4, 2014	Oct 23, 2014	-12	Firm change	Other

Relationships

Registered with (4)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 27, 2017 to Nov 3, 2025factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 23, 2014 to May 3, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 8, 2002 to Nov 4, 2014factForm ADV

Dated events

No dated event names this entity yet.