DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PUBLIC SAFETY FINANCIAL/GALLOWAY
MESA, AZ | KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | Independent wealth | Aug 29, 2025 | n/a | yes | MESA, AZ|KANSAS CITY, MO | Current employment |
| PUBLIC SAFETY FINANCIAL/GALLOWAY | Independent wealth | Oct 3, 2013 | n/a | yes | MESA, AZ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jul 23, 2013 | no | GILBERT, AZ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 11, 2005 | Oct 1, 2012 | no | GILBERT, AZ|CHANDLER, AZ|CHICAGO, IL|GILBERT, AZ|PHOENIX, AZ|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | PUBLIC SAFETY FINANCIAL/GALLOWAY | Jul 23, 2013 | Oct 3, 2013 | 72 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |