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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Jonathan Ocampo

Advisor at SANTANDER SECURITIES

Scotch Plains, NJ | Brooklyn, NY | BROOKLYN, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 3, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 3, 2010
First registration: Oct 3, 2016
Dual registered: yes, broker-dealer
Other names: Jonathan F Ocampo-Reyes
IAPD individual key: 5742942

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Mar 17, 2026	n/a	yes	BROOKLYN, NY\|Scotch Plains, NJ\|BROOKLYN, NY\|Brooklyn, NY	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 18, 2023	Mar 17, 2026	no	NEW YORK, NY\|Brooklyn, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 26, 2019	Jul 18, 2023	no	New York, NY\|NEW YORK, NY\|Holbrook, NY\|New York, NY\|Stamford, CT\|New York, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 6, 2018	Jun 16, 2019	no	CRANFORD, NJ	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Oct 3, 2016	Feb 5, 2018	no	Staten Island, NY\|Brooklyn, NY\|Elizabeth, NJ\|Perth Amboy, NJ\|SOMERVILLE, NJ\|Perth Amboy, NJ\|NEWARK, NJ\|Newark, NJ\|SHORT HILLS, NJ\|PERTH AMBOY, NJ\|Elizabeth, NJ\|Scotch Plains, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	SANTANDER SECURITIES	Mar 17, 2026	Mar 17, 2026	0	Firm change	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	TD PRIVATE CLIENT WEALTH LLC	Jul 18, 2023	Jul 18, 2023	0	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 16, 2019	Jul 26, 2019	40	Firm change	Ibd to ibd
SANTANDER SECURITIES	CETERA INVESTMENT ADVISERS LLC	Feb 5, 2018	Feb 6, 2018	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
41791:105644:NJ:2018-01-23	Feb 5, 2018	Feb 6, 2018	SCOTCH PLAINS, NJ	Firm change

Relationships

Registered with (4)

→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Oct 3, 2016 to Feb 5, 2018factForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Jul 18, 2023 to Mar 17, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 26, 2019 to Jul 18, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 6, 2018 to Jun 16, 2019factForm ADV

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
Jonathan Ocampo left Td Private Client Wealth Llc for Santander Securities (registered 2026-03-17)
Form ADVobserved 4 days ago
Occurred
Jul 18, 2023
Advisor changed firm
Jonathan Ocampo left Citigroup Global Markets Inc. for Td Private Client Wealth Llc (registered 2023-07-18)
Form ADVobserved 4 days ago