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RIA / WealthAdvisorCertified Financial Planner12 years in industry

ALEX JACOB MOSS

Advisor at SIGNATUREFD, LLC

Charlotte, NC | ATLANTA, GA

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Search this name across graphsid dfx:ria:4a65ca7c-fe10-15be-520e-7184aba172db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNATUREFD, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 7, 2014
First registration: Jul 15, 2014
Dual registered: no
Other names: ALEX JACOB MOSS
IAPD individual key: 6313486

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNATUREFD, LLC	Independent wealth	Jan 13, 2021	n/a	yes	ATLANTA, GA\|Charlotte, NC	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 11, 2015	Apr 19, 2018	no	CHARLOTTE, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 9, 2014	Aug 12, 2015	no	CHARLOTTE, NC	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jul 15, 2014	Sep 10, 2014	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	SIGNATUREFD, LLC	Apr 19, 2018	Jan 13, 2021	1,000	Firm change after gap	Ibd to RIA
UBS FINANCIAL SERVICES INC.	PNC WEALTH MANAGEMENT	Aug 12, 2015	Aug 11, 2015	-1	Firm change	Other
SIGNATOR INVESTORS, INC.	UBS FINANCIAL SERVICES INC.	Sep 10, 2014	Oct 9, 2014	29	Firm change	Other

Relationships

Registered with (4)

→ SIGNATUREFD, LLCRegistered adviserregistration: current employment
Jan 13, 2021 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 11, 2015 to Apr 19, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 9, 2014 to Aug 12, 2015factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jul 15, 2014 to Sep 10, 2014factForm ADV

Dated events

No dated event names this entity yet.