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Advisor at CITIZENS SECURITIES, INC.
JOHNSTON, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Dec 7, 2023 | n/a | yes | JOHNSTON, RI | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 24, 2023 | Nov 29, 2023 | no | Whitefish, MT | Previous registration |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | Nov 13, 2019 | Sep 10, 2021 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CITIZENS SECURITIES, INC. | Nov 29, 2023 | Dec 7, 2023 | 8 | Firm change | Ibd to ibd |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 10, 2021 | Feb 24, 2023 | 532 | Firm change after gap | Other |