DFX Intelligence

D•••• M•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D•••• M•••••• L••

Advisor at F••••••••• I••••••••• A••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 10, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jan 20, 2026	n/a	yes	HOUSTON, TX\|PHOENIX, AZ\|KATY, TX\|SPRING, TX	Current employment
T•• G•••• L••	State registered	May 13, 2025	Nov 6, 2025	no	Houston, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• G•••• L••	F••••••••• I••••••••• A••••••• L••	Nov 6, 2025	Jan 20, 2026	75	Firm change	Other
L•• F•••••••• L••	T•• G•••• L••	May 27, 2025	May 13, 2025

Relationships

Registered with (5)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ T•• G•••• L••Registered adviserregistration: previous registration
May 13, 2025 to Nov 6, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 26, 2023 to May 27, 2025factForm ADV
→ H•• W••••• M••••••••• L••

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 10, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.